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J Korean Med Sci. 2024 Jul 01;39(25):e193. English.
Published online Jun 03, 2024.
© 2024 The Korean Academy of Medical Sciences.
Original Article

Establishing a Framework for Evaluating the Effectiveness of Vaccines Targeting National Vaccination Programs

Cho Ryok Kang,1,* Young June Choe,2,* Jeeyeon Shin,3 Hang Jin Jeong,3 Sunghee Kwon,3 and Hyunju Lee4
    • 1Allergy and Immunology Institute, Korea University, Seoul, Korea.
    • 2Department of Pediatrics, Korea University Anam Hospital, Korea University College of Medicine, Seoul, Korea.
    • 3Division of Immunization Planning, Korea Disease Control and Prevention Agency, Cheongju, Korea.
    • 4Department of Pediatrics, Seoul National University Bundang Hospital, Seoul National University College of Medicine, Seongnam, Korea.
Received March 10, 2024; Accepted May 19, 2024.

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (https://creativecommons.org/licenses/by-nc/4.0/) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Background

The increasing number of vaccines and the complexity of immunization programs, along with continuous changes in the epidemiology of infectious diseases, necessitate a systematic approach to vaccine effectiveness (VE) evaluation. This study presents a preliminary survey to establish a VE evaluation framework in Korea, focusing on the National Immunization Program.

Methods

Experts’ opinions were collected through a two-round online survey targeting key stakeholders. The first round consisted of two multiple-choice questions and two open-ended questions. The second round was a quantitative survey with 17 questionnaires based on five domains derived by analyzing the results of the first-round survey.

Results

The results emphasize the necessity and urgency of a government-led VE evaluation system and the establishment of a multidisciplinary evaluation organization. Key considerations include personnel, budget, data integration, legal standards, and surveillance system enhancements.

Conclusion

These findings provide valuable insights for policymakers, emphasizing the need for collaboration, financial support, and robust data management in developing evidence-based vaccination policies.

Graphical Abstract

Keywords
Vaccine; Effectiveness; Efficacy; Evaluation; Framework; Korea

INTRODUCTION

As the number of vaccines and the complexity of immunization programs continue to increase, there is a growing need for a systematic approach to studying vaccine effectiveness (VE).1 While many countries have developed VE evaluation programs, studies for VE in Korea have been sporadically and there are no routine programs for vaccines included in the National Immunization Program (NIP) in Korea.2 Most studies were performed through academic research grants from the Korea Disease Control and Prevention Agency (KDCA), with the majority done for 1–2 year projects. Studies performed during the last 15 years included mumps, hepatitis A, varicella zoster virus infection, influenza, pneumococcus and coronavirus disease 2019 (COVID-19). Vaccine-related stakeholders across disciplines, from clinicians to public health officers to the pharmaceutical industry, require more precise definitions to facilitate VE research. This ensures that studies are appropriately designed to address pertinent public health questions. To fulfill these objectives, we propose establishing a framework for evaluating VE in Korea by exploring models from other countries and providing general methodologies for integration into the VE evaluation framework.

In this study, we aimed to consolidate experts’ collective opinions regarding establishing a VE evaluation framework in Korea to develop evidence-based vaccination policies.

METHODS

Data collection

The survey targeted 45 panels, which included members of the Korea Expert Committee on Immunization Practices (KECIP), the Infectious Disease Committee of the Korean Pediatric Society, vaccine experts consulting the Ministry of Health and Welfare, board members of the Korean Society of Pediatric Infectious Diseases, the Korean Society of Infectious Diseases, the Korean Vaccine Society, and the Korean Society of Epidemiology, as previously conducted in a separate study.3 Prior to the survey, we assessed recently updated information about vaccine-preventable diseases’ (VPD’s) burden and NIP vaccination status in Korea. Participation in the survey was requested by e-mail from 45 experts from the KDCA. The data collection survey was conducted online in two rounds. The first round consisted of two multiple-choice questions and two open-ended questions. The second round was conducted through a quantitative survey with 17 questionnaires based on five domains derived by analyzing the results of the first-round survey. The first-round survey was conducted from January 12 to 23, 2024, and the second-round survey was conducted from January 29 to February 7, 2024.

Research tool

The authors initially drafted the questionnaire, which was subsequently developed and finalized through consultation with a group of infectious disease specialists, including representatives from government agencies. In the first-round survey, the first two questions were multiple-choice, inquiring about the specific VPDs that would be: 1) most problematic in Korea in the future and 2) most urgently addressed for VE analysis in Korea; from the vaccines included in NIP, survey asked to select and rank the top five infectious diseases that pose the most significant problems in South Korea and require urgent vaccine effectiveness evaluation, in order of importance. The final two questions were open-ended, asking participants to identify the most critical structural needs for improving VE analysis in Korea, and to provide suggestions on mechanisms to enhance collaboration between researchers, public health officers, and the pharmaceutical industry. After analyzing the results of the first-round survey, the second-round survey questionnaire was formulated to address priorities across the five domains. The second-round survey comprised a total of 17 multiple-choice questions based on the following five domains to establish a VE evaluation system: 1) institutions and organizations, 2) personnel and budgets, 3) methods, 4) surveillance systems, and 5) data management and results utilization. Of the 17 questions, 16 were answered on a 5-point Likert scale in terms of necessity and urgency. The remaining question is in the domain of institutions and organizations and asked to select one of the following items regarding the most desirable method of operating the VE evaluation system, such as 1) forming new organizations within government agencies, 2) expansion and reorganization of responsible departments for VE evaluation, 3) composition of a professional steering committee, 4) other comments (free-text item).

Analysis methods

In the first-round survey, the top five VPDs that would be most problematic in Korea in the future and most urgently addressed for VE analysis in Korea were selected based on the frequency and ranking of responses and were shown in the figure. In the multiple-choice questions in the second-round survey, a 5-point Likert scale was used, with 1 point being ‘very low,’ 2 points being ‘low,’ 3 points being ‘moderate,’ 4 points being ‘high,’ and 5 points being ‘very high.’ When describing the results, ‘very low’ and ‘low’ were integrated into ‘low,’ and ‘very high,’ and ‘high’ were integrated into ‘high.’ The survey results were organized in a table with the number and percentage of respondents or the mean and standard deviation for the necessity and urgency of each item. The answers to the question of selecting the most desirable method for operating the VE evaluation system are shown in the figure. Excel (MS Office Excel 2018) was used to create the tables and figures.

Ethics statement

This study was reviewed and approved by the Institutional Review Board of Seoul National University Bundang Hospital, and the requirement for informed consent was waived (IRB No. X-2403-887-901).

RESULTS

Participants’ characteristics

A total of 38 experts responded to the first-round survey, and 35 responded to the second-round survey, including experts who did not respond to the first-round survey. Of the 38 experts in the first-round survey 16 were in pediatrics (infectious diseases), 13 in internal medicine (infectious diseases), 6 in preventive medicine, 1 in public health epidemiology, 1 in microbiology, and 1 in obstetrics and gynecology. In years of experience in the major fields, 11 experts had 21–25 years, 9 had 16–20 years, 5 had 26–29 years, 5 had 11–15 years, 4 had > 30 years, 3 had 6–10 years, and 1 had 1–5 years of experience. Of the 35 experts in the second-round survey 18 were in pediatrics (infectious diseases), 9 in internal medicine (infectious diseases), 5 in preventive medicine, 2 in public health epidemiology, and 1 in microbiology. In years of experience in the major fields, 12 experts had 21–25 years, 10 had 11–15 years, 5 had 16–20 years, 4 had 26–29 years, 3 had > 30 years, and 1 had 1–5 years of experience.

First-round survey results

The first-round survey determined that among the VPDs covered by the NIP, ‘influenza’ would be the most problematic infectious disease in Korea and requires the most urgent VE analysis (Fig. 1). The survey also determined that the top five VPDs that will be the most problematic in Korea in the future are influenza, followed by pneumococcus, tuberculosis, varicella, and pertussis. In addition, the top five VPDs considered to most urgently require VE analysis in Korea were influenza, varicella, pneumococcus, pertussis, and tuberculosis. Table 1 shows the summary of experts’ opinions into five domains on the most critical structural needs for improving VE analysis in Korea and the mechanisms to enhance collaboration between researchers, public health officers, and the pharmaceutical industry.

Fig. 1
Expert opinions on the VPDs that will be the most problematic in Korea and that require the most urgent VE analysis in Korea (first-round survey). (A) Top five VPDs that will be most problematic in Korea. (B) Top five VPDs that require the most urgent VE analysis in Korea.
VPD = vaccine-preventable disease, VE = vaccine effectiveness.

Table 1
Expert opinions on the most necessary systems and methods for evaluating vaccine effectiveness (first-round survey)

Second-round survey result

Table 2 shows the results of the 35 experts’ responses to the 17 survey questions based on expert opinions organized into five domains through the first-round survey.

Table 2
Summary of the survey on establishing a framework for evaluating the effectiveness of NIP vaccines in Korea (second-round survey)

Institutions and organizations

In relation to the institutions and organizations for establishing a VE evaluation system, establishing a government-led VE evaluation system was evaluated as having the highest necessity and urgency (necessity: 4.86 ± 0.35, urgency: 4.57 ± 0.60). In addition, the necessity and urgency of reorganizing laws and regulations for evaluating VE (necessity: 4.63 ± 0.64, urgency: 4.31 ± 0.82) and operating a permanent organization for evaluating VE (necessity: 4.46 ± 0.69, urgency: 4.14 ± 0.80) were also evaluated as high. The expansion and reorganization of responsible departments for VE evaluation was selected as the most desirable method of operating the VE evaluation system (18 experts, 51.4%). Next, the creation of a professional steering committee (13 experts, 37.1%) was chosen as the desirable method for operating the VE evaluation system (Fig. 2).

Fig. 2
Expert opinions on the most desirable method of operating the VE evaluation system (second-round survey).
VE = vaccine effectiveness.

Personnel and budget

Regarding personnel and budget for establishing a VE evaluation system, securing the budget were evaluated as having the highest necessity and urgency (necessity: 4.94 ± 0.23, urgency: 4.74 ± 0.44). In addition, discovering and maintaining experts for planning and conducting effectiveness evaluations (necessity: 4.71 ± 0.45, urgency: 4.43 ± 0.55), permanent staff to operate the VE evaluation system (necessity: 4.63 ± 0.54, urgency: 4.46 ± 0.65), the inclusion of health authorities, academia, and industry in the participating personnel (necessity: 4.66 ± 0.53, urgency: 4.26 ± 0.60) were also evaluated as having high necessity and urgency.

Method

Regarding the method for establishing a VE evaluation system, the establishment of an integrated database platform for epidemiological, clinical, and vaccination data (necessity: 4.89 ± 0.32, urgency: 4.63 ± 0.54) and establishment of legal standards for use of personal information and specimen collection (necessity: 4.89 ± 0.32, urgency: 4.63 ± 0.64) were evaluated as having relatively high necessity and urgency. In addition, linkage of statutory infectious disease reporting data and vaccination registration data (necessity: 4.83 ± 0.56, urgency: 4.74 ± 0.60) and promotion mid- to long-term research projects (necessity: 4.86 ± 0.35, urgency: 4.40 ± 0.60) were evaluated as having high necessity and urgency.

Surveillance system

Regarding the surveillance system for establishing a VE evaluation system, the establishment and expansion of a surveillance system for major infectious diseases subject to vaccinations (necessity: 4.54 ± 0.50, urgency: 4.34 ± 0.63) was evaluated as having high necessity and urgency. In addition, quality control for institutions participating in the surveillance system (necessity: 4.54 ± 0.55, urgency: 4.14 ± 0.68) and establishment of compensation plan for institutions participating in the surveillance system (necessity: 4.49 ± 0.65, urgency: 4.29 ± 0.70) were evaluated as having high necessity and urgency.

Data management and results utilization

Regarding data management and results utilization for establishing VE evaluation system, management and disclosure of VE evaluation survey results (necessity: 4.54 ± 0.60, urgency: 4.09 ± 0.73) and expanding ways to disclose and utilize research data (necessity: 4.49 ± 0.55, urgency: 4.03 ± 0.70) were evaluated as having high necessity and urgency.

DISCUSSION

This study aimed to provide insights into the perspectives of experts on the establishment of a VE evaluation framework in Korea. We found high necessity and urgency ratings for establishing a government-led VE evaluation system, indicating strong consensus among experts on the importance of government involvement in vaccine evaluation. Public health needs to reorganize laws and regulations to underscore the need for a supportive regulatory framework to facilitate effective VE evaluation.4

Countries have implemented various methods to assess VE tailored to specific public health contexts, and some have introduced innovative approaches. VE studies are performed through governance of the national public health systems for NIP vaccines in many countries. In the US, VE studies are organized by VE Program Teams under the divisions of the National Center for Immunization and Respiratory Diseases (NCIRD).5 Each division includes branches which performs various surveillance platforms, epidemiology studies and laboratory work. VE studies are largely based on well-designed surveillance platforms which are conducted through contracts with public health departments, academic health institutions and medical centers. VE Program Teams organize, monitor studies, analyze and report the results in peer reviewed journals and are archived in the Centers for Disease Control and Prevention (CDC) website. CDC VE study members also participate in the Advisory Committee on Immunization Practices (ACIP) Work Group to plan, prepare and provide necessary and timely data for decision making policies.6 In England, VE studies are also planned and performed by members in the Immunization and Vaccine Preventable Diseases Division of the United Kingdom Health Security Agency (UKHSA).7 Members on the VE study teams include consultant clinical epidemiologists, epidemiologists, statisticians, database managers etc. VE studies are performed based on strong surveillance systems such as vaccination, hospital laboratories and clinical data which are linked with the National Health Service number.8 The UKHSA has permission as a public health agency to do data linkage without informed consent. During the COVID-19 pandemic in England, a national vaccine register, the National Immunization Management System (NIMS), was developed to collect COVID-19 vaccination data across various settings, enabling accurate monitoring of vaccine coverage and effectiveness, with high concordance between NIMS records and self-reported vaccination data.9 Japan developed its first COVID-19 vaccine assessment system, the Vaccine Effectiveness, Networking, and Universal Safety (VENUS) study, utilizing a multi-source database to actively monitor vaccination, COVID-19 cases, and polymerase chain reaction tests, achieving high data linkage rates and offering potential for population-based research on VE and safety.10 The preference for expanding and reorganizing responsible departments or forming a professional steering committee suggests a preference for collaborative approaches involving governmental and expert stakeholders. An effective VE evaluation framework is crucial for vaccination program managers to track progress and effectiveness against benchmarks; however, literature on monitoring frameworks and indicators used in national vaccination programs is limited and primarily focuses on routine childhood vaccination, highlighting the need for further documentation and analysis to inform future efforts.11

The majority of survey participants emphasized the importance of prioritizing influenza vaccine for effectiveness evaluation. Considering its seasonal nature, yearly variability, and the presence of antigenic shifts and multiple subvariants circulating simultaneously, assessing the challenges faced by the influenza vaccine is crucial. Influenza imposes significant public health burdens, particularly among infants, the elderly, and individuals with chronic diseases. Close monitoring of its annual vaccine effectiveness is essential for enhancing vaccination programs.

The survey highlighted the critical role of financial resources and human capital in establishing and sustaining a robust VE evaluation system. Including stakeholders from health authorities, academia, and industry underscores the importance of diverse expertise and collaboration in the evaluation process. The high ratings for establishing an integrated database platform and legal standards for data use indicate the importance of data infrastructure and privacy safeguards in VE evaluations. Experts have emphasized linking infectious disease reporting and vaccination data to enhance the accuracy and effectiveness of evaluations.

The perceived necessity and urgency of establishing and expanding surveillance systems for infectious diseases subject to vaccination highlight the importance of robust monitoring mechanisms for assessing VE. Quality control measures and compensation plans for participating institutions recognize the need for accountability and support within the surveillance framework. Equitable sharing of public health surveillance data, guided by principles outlined in an expert consultation from the UK, can effectively prevent or mitigate the impact of infectious diseases by: 1) building trust, 2) articulating value, 3) planning for data sharing, 4) achieving quality data, 5) understanding the legal context, 6) creating data-sharing agreements, and 7) monitoring and evaluation.12 The importance placed on managing and disclosing VE evaluation survey results reflects a commitment to transparency and accountability in the evaluation process. The need to expand the ways to disclose and utilize research data underscores a broader effort to maximize the utility of VE evaluation findings to inform policy and practice.

One limitation of this study is that it relied solely on expert opinions collected through online surveys, which may not fully capture the perspectives of all relevant stakeholders involved in VE evaluations in Korea. Additionally, the preliminary nature of the survey may have limited the depth and comprehensiveness of the proposed VE evaluation framework. Nevertheless, one strength of this study lies in its comprehensive approach to gathering expert opinions through a structured online survey, which allows for the systematic exploration of key considerations in establishing a VE evaluation framework for Korea’s NIP. In addition, by focusing on multiple domains derived from the initial survey results, this study provides a thorough analysis that can inform policymakers of the necessary steps for developing an evidence-based vaccination policy.

Overall, the findings suggest a strong consensus among the experts regarding the necessity and urgency of establishing a comprehensive VE evaluation framework in Korea. The identified priorities and preferences provide valuable guidance for policymakers and stakeholders to design and implement effective strategies for evaluating VE and enhancing public health outcomes.

In conclusion, the survey revealed critical insights into the urgent need for a systematic approach to VE evaluation in Korea. Key findings indicate a pressing demand for establishing a government-led VE evaluation system, reorganizing laws and regulations, securing adequate budgetary resources, and implementing an integrated database platform for epidemiological, clinical, and vaccination data. Moreover, the expansion of surveillance systems for major infectious diseases subject to vaccinations and efficient data management and results utilization emerged as pivotal areas requiring immediate attention. These findings underscore the imperative of collaborative efforts among policymakers, public health officials, researchers, and industry stakeholders to address the evolving landscape of infectious diseases and strengthen evidence-based vaccination policies in Korea.

The enhanced VE evaluation framework in this domain will empower policymakers to optimize decision-making regarding vaccination programs and ensure maximal health benefits from vaccines in Korea. Moreover, it is essential for clinicians to communicate the advantages of vaccines to the public effectively. However, to validate these findings, further research and collaboration are essential to address the identified needs and ensure the successful implementation of the proposed framework.

Notes

Funding:This research was supported by a research grant from the Korea Disease Control and Prevention Agency (grant No. 2023-10-021).

Disclosure:Choe YJ and Lee H received grants from the Korea Disease Control and Prevention Agency, Ministry of Food and Drug Safety, National Research Foundation of Korea, and Pharmaceutical Companies, including Pfizer, GSK, Sanofi, Moderna, MSD, and SK Bioscience. These grant sponsors played no roles on the present research. No other relationships or activities influenced the submission of this manuscript. All other authors have no potential conflicts of interest to disclose.

Author Contributions:

  • Conceptualization: Kang CR, Choe YJ, Lee H.

  • Data curation: Kang CR, Choe YJ.

  • Formal analysis: Kang CR, Choe YJ.

  • Methodology: Kang CR, Choe YJ, Shin J, Jeong HJ, Kwon S, Lee H.

  • Writing - original draft: Kang CR, Choe YJ.

  • Writing - review & editing: Lee H.

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