IMPORTANT:
We do not edit personally identifiable information (PII) from
submissions. To learn more about how we may use the
information you send to us, please read the SEC Privacy Policy
at https://www.sec.gov/privacy.htm.
DISCLAIMER:
The Ombuds generally treats matters as confidential, and
takes reasonable steps to maintain the confidentiality of
communications. The Ombuds also attempts to address matters
without sharing information outside of the Ombuds staff,
unless you give the Ombuds permission to do so. However, the
Ombuds may need to contact other SEC divisions or offices,
Self-Regulatory Organizations, entities, and/or individuals and
share information without your permission under certain
circumstances including, but not limited to: a threat of
imminent risk or serious harm; assertions, complaints, or
information relating to violations of the securities laws;
allegations of government fraud, waste, or abuse; or if
required by law, such as pursuant to a court order or Freedom
of Information Act request initiated by a third party.