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General framework

  1. Interinstitutional Agreement between the European Parliament and the ECB on the practical modalities of the exercise of democratic accountability and oversight over the exercise of the tasks conferred on the ECB within the framework of the Single Supervisory Mechanism  OJ L 320, 30.11.2013, p. 2.
  2. Memorandum of Understanding between the Council of the European Union and the ECB on the cooperation on procedures related to the Single Supervisory Mechanism (SSM) 11.12.2013.
  3. Regulation of the ECB of 16 April 2014 establishing the framework for cooperation within the Single Supervisory Mechanism between the ECB and national competent authorities and with national designated authorities (SSM Framework Regulation)  (ECB/2014/17), OJ L 141, 14.5.2014, p. 1.
  4. Recommendation for a Council Regulation amending Regulation (EC) No 2532/98 concerning the powers of the ECB to impose sanctions  (ECB/2014/19), OJ C 144, 14.5.2014, p. 2.
  5. Decision of the ECB of 14 April 2014 concerning the establishment of an Administrative Board of Review and its Operating Rules (ECB/2014/16), OJ L 175, 14.6.2014, p. 47.
  6. Decision of the ECB of 19 February 2004 adopting the Rules of Procedure of the ECB (ECB/2004/2), OJ L 80, 18.3.2004, p. 33.Additional information
    1. Decision of the ECB of 18 December 2008 to postpone the start of the rotation system in the Governing Council of the ECB  (ECB/2008/29), OJ L 3, 7.1.2009, p. 4.Additional information
    2. Decision of the ECB of 19 March 2009 amending Decision ECB/2004/2 of 19 February 2004 adopting the Rules of Procedure of the ECB (ECB/2009/5), OJ L 100, 18.4.2009, p. 10.
    3. Decision of the ECB of 22 January 2014 amending Decision ECB/2004/2 of 19 February 2004 adopting the Rules of Procedure of the ECB  (ECB/2014/1), OJ L 95, 29.3.2014, p. 56.
    4. Decision (EU) 2015/716 of the ECB of 12 February 2015 amending Decision ECB/2004/2 adopting the Rules of Procedure of the ECB (ECB/2015/8), OJ L 114, 5.5.2015, p. 11.
    5. Decision (EU) 2016/1717 of the ECB of 21 September 2016 amending Decision ECB/2004/2 adopting the Rules of Procedure of the ECB (ECB/2016/27), OJ L 258, 24.9.2016, p. 17.
    6. Decision ECB/2004/2. Unofficial consolidated text produced by the Publications Office of the European Union 24.9.2016.
  7. Decision of the ECB of 31 January 2014 on the close cooperation with the national competent authorities of participating Member States whose currency is not the euro (ECB/2014/5), OJ L 198, 5.7.2014, p. 7.
  8. Decision of the ECB of 6 February 2014 on the appointment of representatives of the ECB to the Supervisory Board (ECB/2014/4), OJ L 196, 3.7.2014, p. 38.
  9. Rules of Procedure of the Supervisory Board of the ECB,  OJ L 182, 21.6.2014, p. 56.
    1. Amendment 1/2014 of 15 December 2014 to the Rules of Procedure of the Supervisory Board of the ECB,  OJ L 68, 13.3.2015, p. 88.
    2. Rules of Procedure of the Supervisory Board of the ECB - Unofficial consolidated text produced by the ECB,  15.12.2014.
  10. Decision of the ECB of 4 February 2014 identifying the credit institutions that are subject to the comprehensive assessment (ECB/2014/3), OJ L 69, 8.3.2014, p. 107.
  11. Decision (EU) 2015/433 of the ECB of 17 December 2014 concerning the establishment of an Ethics Committee and its Rules of Procedure  (ECB/2014/59), OJ L 70, 14.3.2015, p. 58.
  12. Regulation (EU) No 673/2014 of the ECB of 2 June 2014 concerning the establishment of a Mediation Panel and its Rules of Procedure (ECB/2014/26), OJ L 179, 2.6.2014, p. 72.
  13. Decision of the ECB of 2 July 2014 on the provision to the ECB of supervisory data reported to the national competent authorities by the supervised entities pursuant to Commission Implementing Regulation (EU) No 680/2014 (ECB/2014/29), OJ L 214, 19.7.2014, p. 34.
    1. Decision (EU) 2017/1493 of the ECB of 3 August 2017 amending Decision ECB/2014/29 on the provision to the ECB of supervisory data reported to the national competent authorities by the supervised entities pursuant to Commission Implementing Regulation (EU) No 680/2014  (ECB/2017/23), OJ L 216, 22.8.2017, p. 23.
    2. Decision (ECB/2014/29). Unofficial consolidated text produced by the Publications Office of the European Union OJ L , 22.8.2017, p. .
  14. Decision of the ECB of 17 September 2014 on the implementation of separation between the monetary policy and supervision functions of the ECB (ECB/2014/39), OJ L 300, 18.10.2014, p. 57.
  15. Regulation (EU) No 1163/2014 of the ECB of 22 October 2014 on supervisory fees (ECB/2014/41), OJ L 311, 31.10.2014, p. 23.
  16. Code of conduct for the members of the Supervisory Board of the ECB  OJ C 93, 20.3.2015, p. 2.
  17. Recommendation of the ECB of 28 January 2015 on dividend distribution policies  (ECB/2015/2), OJ C 51, 13.2.2015, p. 1.
  18. Decision (EU) 2015/656 of the ECB of 4 February 2015 on the conditions under which credit institutions are permitted to include interim or year-end profits in Common Equity Tier 1 capital in accordance with Article 26(2) of Regulation (EU) No 575/2013 (ECB/2015/4), OJ L 107, 25.4.2015, p. 76.
  19. Decision (EU) 2015/530 of the ECB of 11 February 2015 on the methodology and procedures for the determination and collection of data regarding fee factors used to calculate annual supervisory fees (ECB/2015/7), OJ L 84, 28.3.2015, p. 67.
  20. Regulation (EU) 2015/534 of the ECB of 17 March 2015 on reporting of supervisory financial information (ECB/2015/13), OJ L 86, 26.3.2015, p. 13.
    1. Regulation (EU) 2017/1538 of the ECB of 25 August 2017 amending Regulation (EU) 2015/534 on reporting of supervisory financial information (ECB/2017/25), OJ L 240, 19.9.2017, p. 1.
  21. Decision (EU) 2015/811 of the ECB of 27 March 2015 on public access to ECB documents in the possession of the national competent authorities (ECB/2015/16), OJ L 128, 23.5.2015, p. 27.
  22. Decision (EU) 2015/727 of the ECB of 10 April 2015 on the total amount of annual supervisory fees for the first fee period and for 2015 (ECB/2015/17), OJ L 115, 6.5.2015, p. 36.
  23. Decision (EU) 2015/839 of the ECB of 27 April 2015 identifying the credit institutions that are subject to a comprehensive assessment  (ECB/2015/21), 6.5.2015.
  24. Guideline (EU) 2015/856 of the ECB of 12 March 2015 laying down the principles of an Ethics Framework for the Single Supervisory Mechanism  (ECB/2015/12), OJ L 135, 2.6.2015, p. 29.Additional information
  25. Decision (EU) 2015/2218 of the ECB of 20 November 2015 on the procedure to exclude staff members from the presumption of having a material impact on a supervised credit institution's risk profile (ECB/2015/38), OJ L 314, 1.12.2015, p. 66.
  26. Recommendation of the ECB of 17 December 2015 on dividend distribution policies (ECB/2015/49), OJ C 438, 30.12.2015, p. 1.
  27. Guideline (EU) 2016/256 of the ECB of 5 February 2016 concerning the extension of common rules and minimum standards to protect the confidentiality of the statistical information collected by the ECB assisted by the national central banks to national competent authorities of participating Member States and to the ECB in its supervisory functions  (ECB/2016/1), OJ L 47, 25.2.2016, p. 16.
  28. Regulation (EU) 2016/445 of the ECB of 14 March 2016 on the exercise of options and discretions available in Union law  (ECB/2016/4), OJ L 78, 24.3.2016, p. 60.
  29. Decision (EU) 2016/661 of the ECB of 15 April 2016 on the total amount of annual supervisory fees for 2016  (ECB/2016/7), OJ L 114, 28.4.2016, p. 14.
  30. Decision (EU) 2016/1162 of the ECB of 30 June 2016 on disclosure of confidential information in the context of criminal investigations  (ECB/2016/19), OJ L 192, 11.7.2016, p. 73.
  31. Guideline (EU) 2016/1993 of the ECB of 4 November 2016 laying down the principles for the coordination of the assessment pursuant to Regulation (EU) No 575/2013 of the European Parliament and of the Council and the monitoring of institutional protection schemes including significant and less significant institutions (ECB/2016/37), OJ L 306, 15.11.2016, p. 32.
  32. Guideline (EU) 2016/1994 of the ECB of 4 November 2016 on the approach for the recognition of institutional protection schemes for prudential purposes by national competent authorities pursuant to Regulation (EU) No 575/2013 of the European Parliament and of the Council  (ECB/2016/38), OJ L 306, 15.11.2016, p. 37.
  33. Recommendation of the ECB of 13 December 2016 on dividend distribution policies  (ECB/2016/44), OJ C 481, 23.12.2016, p. 1.
  34. Decision (EU) 2017/274 of the ECB of 10 February 2017 laying down the principles for providing performance feedback to national competent authority sub-coordinators and repealing Decision (EU) 2016/3 (ECB/2017/6), OJ L 40, 13.2.2017, p. 72.Additional information
  35. Guideline (EU) 2017/697 of the ECB of 4 April 2017 on the exercise of options and discretions available in Union law by national competent authorities in relation to less significant institutions (ECB/2017/9), OJ L 101, 13.4.2017, p. 156.Additional information
  36. Recommendation of the ECB of 4 April 2017 on common specifications for the exercise of some options and discretions available in Union law by national competent authorities in relation to less significant institution (ECB/2017/10), OJ C 120, 13.4.2017, p. 2.
  37. Decision (EU) 2017/760 of the ECB of 24 April 2017 on the total amount of annual supervisory fees for 2017 (ECB/2017/11), OJ  113, 28.4.2017, p. 52.
  38. Decision (EU) 2017/933 of the ECB of 16 November 2016 on a general framework for delegating decision-making powers for legal instruments related to supervisory tasks (ECB/2016/40), OJ L 141, 1.6.2017, p. 14.
  39. Decision (EU) 2017/934 of the ECB of 16 November 2016 on the delegation of decisions on the significance of supervised entities  (ECB/2016/41), OJ L 141, 1.6.2017, p. 18.
  40. Decision (EU) 2017/935 of the ECB of 16 November 2016 on delegation of the power to adopt fit and proper decisions and the assessment of fit and proper requirements (ECB/2016/42), OJ L 141, 1.6.2017, p. 21.
  41. Decision (EU) 2017/936 of the ECB of 23 May 2017 nominating heads of work units to adopt delegated fit and proper decisions  (ECB/2017/16), OJ L 141, 1.6.2017, p. 26.
    1. Decision (EU) 2018/228 of the ECB of 13 February 2018 amending Decision (EU) 2017/936 nominating heads of work units to adopt delegated fit and proper decisions (ECB/2018/6), OJ L 43, 16.2.2018, p. 18.
  42. Decision (EU) 2017/937 of the ECB of 23 May 2017 nominating heads of work units to adopt delegated decisions on the significance of supervised entities (ECB/2017/17), OJ L 141, 1.6.2017, p. 28.
  43. Decision (EU) 2017/1198 of the ECB of 27 June 2017 on the reporting of funding plans of credit institutions by national competent authorities to the ECB (ECB/2017/21), OJ L 172, 30.6.2017, p. 32.
  44. Regulation (EU) 2017/1539 of the ECB of 25 August 2017 laying down the date of application of Regulation (EU) 2017/1538 amending Regulation (EU) 2015/534 on reporting of supervisory financial information (ECB/2017/25) to less significant supervised entities which are subject to national accounting frameworks (ECB/2017/26), OJ L 240, 19.9.2017, p. 212.
  45. Recommendation of the ECB of 28 December 2017 on dividend distribution policies  (ECB/2017/44), OJ C 8, 11.1.2018, p. 1.
  46. Decision (EU) 2018/546 of the ECB of 15 March 2018 on delegation of the power to adopt own funds decisions  (ECB/2018/10), OJ L 90, 6.4.2018, p. 105.
  47. Decision (EU) 2018/547 of the ECB of 27 March 2018 nominating heads of work units to adopt delegated own funds decisions (ECB/2018/11), OJ L 90, 6.4.2018, p. 110.
  48. Decision (EU) 2018/667 of the ECB of 19 April 2018 on the total amount of annual supervisory fees for 2018  (ECB/2018/12), 30.4.2018.
  49. Memorandum of Understanding between the Single Resolution Board and the ECB in respect of cooperation and information exchange 30.5.2018.
  50. Regulation (EU) 2018/1845 of the ECB of 21 November 2018 on the exercise of the discretion under Article 178(2)(d) of Regulation (EU) No 575/2013 in relation to the threshold for assessing the materiality of credit obligations past due (ECB/2018/26), OJ L 299, 26.11.2018, p. 55.
  51. Recommendation of the ECB of 7 January 2019 on dividend distribution policies  (ECB/2019/1), OJ C 11, 11.1.2019, p. 1.