The Mental Representation of Inflected Words:
An Experimental Study of Adjectives and Verbs in
German*
*
Harald Clahsen
Department of Linguistics
University of Essex
Sonja Eisenbeiss
Max Planck Institute for Psycholinguistics
Meike Hadler & Ingrid Sonnenstuhl
Department of Linguistics
University of Düsseldorf
In: Language 77(3), pp.510-543 (2001)
Address for Correspondence:
Harald Clahsen
Department of Linguistics
University of Essex
Colchester, C04 3SQ, UK
email:
[email protected]
*
The research reported in this paper is supported by the Deutsche
Forschungsgemeinschaft (DFG) 'German Research Council' (grant SFB 282/C7). We
thank the members of our research group, Joana Cholin, Kerstin Mauth, and Axel Huth
for assistance in administering the experiments. We are also grateful to Martin Atkinson
for a close reading of the article.
2
ABSTRACT
This paper investigates how morphological relationships between inflected word forms are
represented in the mental lexicon focusing on paradigmatic relations between regularly
inflected word forms and relationships between different stem forms of the same lexeme. We
present results from a series of psycholinguistic experiments investigating German adjectives
(which are inflected for case, number, and gender) and the so-called strong verbs of German
which have different stem forms when inflected for person, number, tense or mood.
Evidence from three lexical decision experiments indicates that regular affixes are stripped
off from their stems for processing purposes. It will be shown that this holds for both
unmarked and marked stem forms. In another set of experiments, we found priming effects
between different paradigmatically related affixes and between different stem forms of the
same lexeme.
We will show that associative models of inflection do not capture these findings. Instead, we
will explain our results in terms of combinatorial models of inflection in which regular
affixes are represented in inflectional paradigms and stem variants are represented in
structured lexical entries. We will also argue that the morpho-syntactic features of stems and
affixes form abstract underspecified entries. The experimental results indicate that the human
language processor makes use of these representations.*
3
1.
MORPHOLOGY AND THE MENTAL LEXICON.
Much psycholinguistic research has been
devoted to the question of whether there is any correspondence between the linguistic
structure of a morphologically complex word and the way it is segmented by the speakerhearer during on-line production and comprehension. Are morphologically complex words
that have stem+affix representations (e.g. derived words such as govern-ment or regularly
inflected words such as walk-ed) computed via their constituent morphemes? Are irregularly
inflected words that cannot be formed through affixation stored unanalyzed in the mental
lexicon?
Experimental studies have produced conflicting answers to these questions. Two broad views
can be distinguished. Associative models of morphological processing claim that the
morphological structure of words plays no role in the way they are produced or perceived and
that words are listed as full forms in memory. The key idea is that all morphological patterns
including those that can be decomposed into stems, roots, and affixes are derived from a
network of associative relations. Connectionist networks of inflection (Rumelhart &
McClelland 1986, MacWhinney & Leinbach 1991, Plunkett & Marchman 1993, among
others) can be seen as modern implementations of associative models of language. In contrast
to this, several other researchers have argued that the mental lexicon encodes morphological
structure and that this information plays a role in comprehension and production.
Specifically, the language processor is said to make use of morphological decomposition for
dealing with morphologically complex words, in addition to full-form representations (e.g.
Laudanna & Burani 1985, 1995, Frauenfelder & Schreuder 1992, Schreuder & Baayen 1995,
Pinker & Prince 1991).
A related question that has received much less attention from psycholinguists is how
morphological relationships between inflected word forms are represented in the mental
lexicon. Consider, for example, the inflected adjectives from German in (1a), which are
4
marked for case, number, and gender, and the inflected verb forms in (1b), which are marked
for person, number, and tense.
(1) a. wild-es
'wild-nom. neut. sg.'
b. (ich) werf-e
st
'(I) throw-1 sg. pres.'
wild-em
wild-er
'wild-dat. masc. sg.'
'wild-nom. masc. sg.'
(du)
(sie)
'(you)
wirf-st
throw-2
nd
sg. pres.'
warf-en
'(they) throw-3rd pl. pret.'
Both adjectival and verbal agreement affixation are highly regular: -s, -m, and -r can be
attached to any adjective and -e, -st, and -n to any verb. Exceptions are a few high frequency
forms, such as the suppletive form bin ('am' 1st sg. pres.) and 1st sg. and 3rd sg. present tense
forms of verbs such as müssen 'to be able to', dürfen 'to be allowed to', sollen 'to be about to',
which (like their corresponding preterite forms) do not have a person/number agreement
suffix: ich/er muss, darf, soll 'I/he must, may shall'. Thus, decompositional accounts of
morphological processing predict that all the inflected forms in (1) are segmented into stems
and affixes, yielding two sets of affixes (one for adjectives, one for verbs) and two sets of
stems (one invariant adjective stem, wild, and three different stems of the lexeme werfen).
This raises the question of how the morphological relationships between affixes such as those
in (1a) and the relationships between different stem variants such as those in (1b) are
represented in the mental lexicon and how they are processed.
With respect to these questions, we can distinguish between two principal views. In
associative models of inflection, in which all inflected word forms are represented in terms of
associative networks, morphological relationships such as those in (1) are not directly
encoded in the mental lexicon. Rather, they are treated as epiphenomena of associations
between contiguous or otherwise similar linguistic elements (see e.g. Bybee 1991, 1995a,
MacWhinney et al. 1989, Taraban et al. 1989, Elman et al. 1996). For example, the final
segments -s, -m and -r of German adjectives may form an associative pattern in that they
5
share sets of phonological and semantic connections that are repeated across multiple sets of
words. Under this account, the affixal properties of these linguistic elements as well as the
paradigmatic relations between them are said to emerge from a network of associative
patterns without encoding any morphological structure. Similarly, the different stem variants
illustrated in (1b) might be separately stored and associatively related, with respect to
phonological and semantic properties. If this is correct, there would be no need for
morphological representations and operations in the mental lexicon. Different variants of
associative models of inflection have been suggested in the literature; see section 2 for some
discussion. Here, our focus will be on the questions of how associative models deal with
morphological relationships, specifically with related regular affixes and with stem variants
of the same lexeme.
The alternative view holds that morphological structure and morphological relationships are
encoded in the mental lexicon and are important for understanding on-line morphological
processing (see e.g. Marslen-Wilson et al. 1994, Pinker 1999, Clahsen 1999 for review). For
many morphologists, regular affixes such as those in (1a) and (1b) constitute inflectional
paradigms. In psycholinguistic terms, one can think of a paradigm as a matrix or access
system for mapping grammatical information, i.e. morpho-syntactic features, to their
exponents or affixes. The question, then, is whether there is any empirical evidence that the
mental lexicon is organized into paradigms or whether paradigms are epiphenomena that
reflect similarities between word forms in meaning and form. A related question concerns the
representation of properties that define paradigms: Are affixes fully specified for their
morpho-syntactic features, or are they underspecified for redundant features? Linguists have
also proposed mechanisms to account for the relationships between stem variants such as
those in (1b), e.g. lexical redundancy rules (Chomsky 1970, Jackendoff 1975) and default
inheritance representations (Corbett & Fraser 1993, Wunderlich 1996). The purpose of these
6
mechanisms is to capture relationships between lexical items and at the same time to permit
the lexicon to avoid listing redundant parts of the word. The question we will address here is
whether there is any psycholinguistic evidence that lexical representations for stem variants
(as well as for affixes) are ‘economical’, in the sense that they are underspecified for
redundant features.
In what follows, we will first discuss how different models of the mental lexicon deal with
morphological relationships between regular affixes and relationships between stem variants
of the same lexeme. We will then report results from two experiments on German adjective
inflection examining the processing of regular affixes, and three experiments examining the
so-called strong verbs of German to determine how stem variants are represented in the
mental lexicon.
2. ASSOCIATIVE
MODELS OF INFLECTION.
In associative models of inflection, a word's
morphological structure plays no direct role in the way it is produced or perceived. Inflected
words are all represented in the same way, i.e., by storing them in associative networks and
by creating connections among them. Through repeated exposure to multiple sets of inflected
words, an associative network will form patterns that range over sets of connections. In this
way, morphological relationships are claimed to be secondary, as they are derivable from
associations between words. A well-known example are the so-called satellite models in
which word nodes are posited for each morphological variant of a given lexeme, and
bidirectional connections between each word node and a corresponding base form, most
typically the stem (Lukatela et al. 1978, 1980, 1987, Fowler et al. 1985, Feldman & Fowler
1987). Applying this approach to the inflected word forms in (1) would yield lexical entries
7
such as those in (2) which are composed of a nucleus, the stem in these cases, and satellites
representing all other forms:
(2)
(a)
(b)
wirfst
wildem
wilder
werft
warft
werf
wild
wildes
warfst
wilde
werfe
wirfst
werfen
warf
This model posits a special status to the base form or nucleus. Some experimental evidence
supports this view. Lukatela et al. (1978, 1980) showed, for example, that Serbo-Croatian
nouns in oblique case forms (instrumentals and datives) elicit longer response times in visual
lexical decision tasks than nominative forms. In their model, the latter are regarded as
nucleus forms and the oblique case forms as satellites, i.e. as full-form representations
connected to the nucleus. Shorter lexical decision times for base forms have also been
obtained for other categories and for other languages (see Günther 1988). These results have
been taken to indicate that the lexical identity of a word is tied to the nucleus, and that if
access is made via a satellite form, extra time is required. Moreover, the inflectional variants
of a lexeme are connected to the nucleus, but not necessarily connected to each other. Thus,
if this model is correct, we would expect corresponding experimental effects, e.g. frequency
effects for inflected word forms, rather than for affixes and stems. Furthermore, this model
does not predict any experimental differences between the various satellites of a nucleus.
In more recent associative models of inflection, the distinction between a designated base
form and inflectional variants has been given up in favour of the view that all word forms are
stored in associative memory irrespective of their morphological constituency. This view has
8
been taken in most connectionist models of inflection (see Elman et al. 1996) as well as in
schema-based models of inflection (Bybee 1995a, Köpcke 1993, 1998). Inflectional
paradigms are claimed to 'emerge on the basis of associations between cues' (MacWhinney et
al. 1989:274). Along the same lines, Bybee (1995b:242f.) states that paradigms should be
represented as 'clusters of highly connected words'. Under this view (see also Taraban et al.
1989), a paradigm is a set of word forms connected more or less strongly in various ways
(phonologically, semantically) to other word forms that need not necessarily be members of
the same paradigm, in traditional terms. The strength of the connections is largely determined
by frequency and similarity. Hence, the nature of the connections between two
phonologically related word forms, e.g. car and card, does not differ in any fundamental way
from the connections between morphologically related word forms such as those in (1a) and
(1b). For illustration, consider the associative representation of inflected word forms of the
verb werfen in (3).
(3)
9
As illustrated in (3), this model does not attribute any special status to base forms or nuclei,
and all inflectional variants (including the base form) have word-level status. Hence we
would expect to find word form frequency effects for all inflectional variants of a given
word. For example, if there are processing differences between inflected forms, e.g. between
wildes and wildem, these should be due to different word form frequencies. Moreover, we
should find similarity effects for all inflected word forms. That is, pairs of word forms which
exhibit a high degree of formal (= orthographic and/or phonological) or semantic similarity
are more closely connected and should therefore exhibit stronger priming effects than pairs of
word forms which are less similar with respect to their formal and semantic properties.
3. COMBINATORIAL
APPROACHES TO INFLECTION.
In contrast to associative models of the
mental lexicon, several other researchers have argued that morphologically complex words
are decomposed or parsed, i.e. segmented into smaller morphological units, e.g. stems, roots,
affixes. This view has been supported by a rich body of psycholinguistic literature
demonstrating experimental effects of morphological decomposition for derivational
morphology and regular inflection (see Marslen-Wilson et al. 1994, Pinker 1999, Clahsen
1999 for review). Consider, for example, results from morphological priming studies. For
(semantically and phonologically transparent) derived words, Marslen-Wilson et al. (1994)
found, that nouns such as governor and government both prime their corresponding form
govern, but that the two derived nouns do not prime each other. To account for these
findings, they proposed decomposed, i.e. morphemically-based, representations of derived
nouns in terms of stems and affixes, such as in (4):
(4)
-ment
govern
-or
10
The arrows in (4) are meant to indicate inhibitory links between the two suffixes to capture
the lack of priming between -or and -ment forms of the same stem. Thus, govern+ment
activates the stem govern, but at the same time inhibits other derived forms of the same stem.
Marslen-Wilson et al. (1994) attribute this to lexical competition: -ment and -or produce
lexical items with distinct meanings that are incompatible with each other, and hence they
inhibit each other in priming tasks.
With respect to regular inflection, similar issues arise. Suppose that regularly inflected words
are indeed decomposed into stems and affixes (see Stanners et al. 1979, Kempley & Morton
1982, Fowler et al. 1985, Napps 1989, Marslen-Wilson et al. 1993, Sonnenstuhl et al. 1999).
This then raises the question of how morphologically related affixes of the same stem are to
be represented in the mental lexicon. In most morphological frameworks the relationships
between regular affixes such as those in (1) are described in terms of paradigms1. An
inflectional paradigm is a multi-dimensional, potentially recursive matrix which is defined by
the morpho-syntactic features of word forms or affixes2 (see e.g. Aronoff 1976, 1994,
Anderson 1982, 1992, Zwicky 1985, Carstairs 1987, Stump 1993). A paradigm contains a set
of slots defined in terms of morpho-syntactic feature values and shows how each slot is to be
1
2
Note, however, that the status of inflectional paradigms is controversial among linguists.
There are theories that are based on paradigms (e.g. Stump (to appear), Wunderlich
1996), others that countenance paradigms (e.g. Anderson 1992), and yet others that
deny their existence altogether (e.g. Bybee 1985, Lieber 1992, Halle & Marantz 1993,
and associative models in general).
A related linguistic controversy concerns the status of affixes. Wunderlich (1996) and
Jackendoff (1997), for example, believe that regular affixes represent lexical entries,
and consequently, paradigms are considered to be affix-driven, i.e. directly constituted
by the 'combinatory force of the inflectional affixes' (Wunderlich 1996:96). Other
morphologists do not assume lexical entries for inflectional affixes. Instead, they posit
what Anderson (1982, 1992) calls 'morpholexical rules' and Stump (1993) 'realization
rules', i.e. rules that specify how a given set of features is to be spelled out. These rules
effectively determine a set of slots in a paradigm and show how each slot is to be filled.
Thus, irrespective of whether affixes form lexical entries or are better treated as
exponents of morpho-syntactic features derived from realization rules, under both views
11
filled. The result is that any lexeme that belongs to a particular syntactic category has
inflected word forms defined by the paradigm. The formation of paradigms is constrained by
general principles, such as Blocking and Specificity (Kiparsky 1982, 1998), and by paradigm
structure constraints, such as Completeness and Uniqueness (Pinker 1984, Wunderlich 1996).
Completeness requires that every cell of a paradigm must be occupied, and Uniqueness that
every cell is uniquely occupied. Blocking and Specificity require that if two rules or affixes
are in competition for one paradigm slot, the rule that is more specific in its application is
preferred over the more general one.
If this is how regular affixes are organized in the mental lexicon, we would expect to find
corresponding experimental effects, for example, priming differences between specific and
less specific affixes (or rules). Moreover, the idea that regular affixes are represented in
inflectional paradigms means that affixes such as those in (1) (or equivalently corresponding
realization rules) are stored independently of the stems on which they occur. Hence inflected
word forms containing regular affixes should be decomposed into stem and affix, irrespective
of the kind of stem on which they occur. Finally, if regular affixes are stored in the mental
lexicon, we would expect that they produce experimental effects that are characteristic of
lexically stored items, e.g. frequency effects. We have examined these predictions in the
experiments to be reported in section 4.
With respect to the representation of stem variants such as those in (1b), linguists have
developed the notion of lexical redundancy rules (Chomsky 1970) or equivalent mechanisms,
e.g. 'lexical rules' (Jackendoff 1975, 1997) or default inheritance hierarchies (Corbett &
Fraser 1993, Wunderlich 1996), to capture the morphological relationships between them.
The key idea that is common to these approaches is that stem variants of the same lexeme are
paradigms play an important role in organizing related inflected forms.
12
not separately and completely listed, but that some of them have an impoverished
(= underspecified) entry (e.g. wirf and warf) and that when these items are used, their full
interpretation and form is filled in from the base entry (= werf). In other words, stem variants
may form subnodes within hierarchically structured lexical entries. If this is how stem forms
are stored in the mental lexicon, we would expect corresponding experimental effects, for
example, stem frequency effects in lexical decision experiments and priming differences
between the various stem variants. We have examined these predictions in the experiments to
be reported in section 5.
4. EXPERIMENTS ON ADJECTIVE INFLECTION. In this section, we will investigate evidence from
lexical decision and priming tasks on German adjective inflection in the light of the
theoretical controversy between associative and combinatorial models of inflection. Before
turning to the experiments, we will provide a brief description of adjective inflection in
German.
4.1. ADJECTIVE INFLECTION IN GERMAN. German attributive adjectives carry a Portmanteauaffix that expresses the grammatical features gender, number, and case. With respect to the
morphological expression of these features, two declension classes are commonly
distinguished, weak and strong declension as shown in (5); see e.g. Wunderlich (1987).
Adjectives which are used without a determiner or a demonstrative are combined with an
uninflected determiner carrying a 'strong' affix, e.g. (ein) kalter Wein '(a) cold wine', while
adjectives that are combined with a strongly inflected determiner take an affix from the weak
paradigm, e.g. der kalte Wein 'the cold wine', mit dem kalten Wein 'with the cold wine', mit
einem kalten Wein 'with a cold wine'.
13
(5)
a.
Strong adjective declension
Singular
Plural
Masculine
Neuter
Feminine
Nominative
-r
-s
-e
-e
Accusative
-n
-s
-e
-e
Dative
-m
-m
-r
-n
Genitive
-n
-n
-r
-r
b.
Weak adjective declension
Singular
Plural
Masculine
Neuter
Feminine
Nominative
-e
-e
-e
-n
Accusative
-n
-e
-e
-n
Dative
-n
-n
-n
-n
Genitive
-n
-n
-n
-n
As is clear from (5), the affixes differ with respect to the degree of homonymity. Both, -e and
-n occur in the strong and weak declension, while -s, -r, and -m only occur in the strong
declension. Several linguists (Bierwisch 1967, Zwicky 1986, Blevins 1995, 2000,
Wunderlich 1997) have analyzed this system using morphological paradigms. In these
accounts, morpho-syntactic properties are represented in terms of binary features with
marked (= positive) and unmarked (= negative) values. The distribution of these feature
values is governed by a morphological Blocking or Specificity condition according to which
forms with positive feature values take precedence over unmarked forms. Moreover in order
to reduce lexical redundancy, the distinct forms of a paradigm are proposed as having
underspecified entries, i.e. minimally specified analyses. A common assumption is that only
positive feature values are directly specified, while negative feature values are introduced
into paradigms in opposition to a marked positive value on the same feature (see e.g.
Wunderlich 1997, Blevins 2000). For example, plural forms of nouns are said to be positively
14
specified for number, i.e. [+PL], whereas singular nouns are not directly specified; instead, a
noun receives the unmarked singular interpretation, i.e. [-PL], by its paradigmatic opposition
to the positively specified forms.
In Bierwisch's (1967) and Blevins' (2000) accounts of German adjective inflection, the forms
-e and -s have only negative feature specifications, while -m has two positive features, as
shown in (6). Thus, in these analyses the -m affix comes out as the most specific form.
Moreover, as is clear from (6), -s is specified for more features than -e, indicating that -s is
more specific in terms of its feature content than -e (see also Cahill & Gazdar 1997).
(6)
-e
-s
-m
[-OBL]
-
[-PL]
[-FEM]
[-MASC]
[-OBL]
-
[-PL]
[-FEM]
[+OBL]
[+DAT]
Wunderlich's (1997) account relies on specifications of the structural cases in terms of a
hierarchy of Theta-roles as shown in (7) for the four cases of German. Here [+hr] stands for
'there is a higher role' indicating that this case links to a lower Theta-role, and [+lr] stands for
the reverse; [+nominal] means that this case links to the Theta-role of (relational) nouns.
(7)
Nominative:
[ ]
Accusative:
[+hr]
Dative:
[+hr, +lr]
Genitive:
[+hr, +nominal]
Using this system, a comparison of the adjective affixes in (6) reveals that in contrast to all
other forms, the -m affix of the strong declension paradigm is restricted to just one case,
dative, whereas, for example, -s occurs in nominatives and accusatives. Moreover, in terms of
(7), dative requires two features for its specification, whereas nominative is completely
15
unspecified and accusative has just one feature. Thus, like in Bierwisch's and Blevins'
analyses, Wunderlich's morpheme-based account yields -m as a more specific adjective
ending than e.g. -e and -s.
Summarizing, despite various differences between the linguistic treatments of German
adjective inflection mentioned above, there seems to be agreement that the -m affix is
paradigmatically more specified than any of the other adjective forms, and that the feature
content of -s is more specific than that of -e. Note that this also fits in with frequency
differences between the various adjective forms. Schriefers et al. (1992:376) observed that '-e
is the suffix with the highest frequency in the inflectional system of German adjectives', and
this corresponds to its low paradigmatic specificity. As far as the adjective affixes -m and -s
are concerned, we compared their type and token frequencies in the CELEX database. On
both counts, -s comes out considerably more frequent than -m (-m, types/tokens: 1,264/5,965;
-s, types/tokens: 2,286/12,828)3. Hence, the lower paradigmatic specificity of -s relative to -m
corresponds to higher frequencies of use.
The empirical question we will address here is whether the linguistic differences between the
various adjective forms have any effect on morphological processing. If this is the case, we
would expect to find two experimental effects: specific affixes should produce longer lexical
decision times and should be more difficult to prime than less specific affixes. Consequently,
in a word/non-word (lexical) decision task, adjectives inflected with -m should exhibit longer
response times than the same adjectives inflected, for example, with -s. This is because -m is
the more specific form, and the mapping of the form to its corresponding feature bundle is
likely to cause a longer lexical search. Moreover, we would expect to find that in a priming
3
These and all subsequent frequency counts are based on the CELEX corpora of written
and spoken German (Baayen et al. 1993).
16
task adjectives inflected with -m should be less effectively primable than adjectives inflected
with -s, and adjectives with -s less effectively than those with -e. This is because forms
affixed with -m require the processing of specific, i.e. unprimed features which should lead to
longer response times. Similarly, -s adjective forms contain features that cannot be primed by
-e adjectives, whereas -e adjective forms do not have any features that could not be primed by
-s. Therefore, if the morphological feature content of these adjective forms matters for
processing, we would expect to find corresponding asymmetries between -s and -e adjective
forms in priming.
4.2. EXPERIMENT 1: A
VISUAL LEXICAL DECISION TASK ON INFLECTED ADJECTIVES.
The
experimental paradigm we employed here was a word/non-word discrimination task with
reaction time (RT) as the dependent variable. Lexical decision times on non-inflected
simplex words have consistently been shown to be affected by word frequency: subjects take
less time to decide that high-frequency items are existing words than they do for lowfrequency items (see Balota 1994 for review). This is conceived of as a memory effect: as
memory traces get stronger with additional exposures, high-frequency entries can be more
readily accessed than low-frequency ones. We have used this task to examine the processing
of inflected adjectives and to test for potential differences between specific and less specific
affixes in their lexical decision times.
We examined adjectives inflected with -m and -s. Recall that the latter form is approximately
twice as frequent as the former. However, despite the overall low frequency of the -m affix
compared to -s, some adjectives appear more often with -m than with -s; this is, for example,
the case for ruhig 'quiet', as shown in (8). Compare this with an -s dominant adjective such as
rein 'pure', which appears more often with -s than with -m, also shown in (8):
(8)
17
-m dominant adjectives
ruhig
-s dominant adjectives
stem form
-m
-s
838
51
13
stem form
-m
-s
783
14
38
rein
By using -m dominant and -s dominant adjectives with both -m and -s in a lexical decision
task, the potential effects of affix frequency and word form frequency can be teased apart. If
inflected adjectives are stored as wholes, we would expect to find word form frequency
effects. For example, ruhigem should produce shorter lexical decision times than ruhiges,
whereas reines should produce shorter response times than reinem. If, on the other hand,
adjectives are decomposed into stems and affixes, word form frequencies should be
irrelevant, and we would instead expect to find affix frequency effects, i.e., adjective forms
with -s should produce shorter response times than -m adjective forms (where stem frequency
is held constant), because -s is the more frequent affix.
The design of this experiment involves four conditions shown in (9) that allow us to compare
response times to -m and -s forms of adjectives and to tease apart word form from affix
frequency effects.
(9)
Low Word Form Frequency High Word Form Frequency
Low Affix Frequency
-s dominant adjective
with -m
-m dominant adjective
with -m
High Affix Frequency
-m dominant adjective
with -s
-s dominant adjective
with -s
We predict that -s forms of adjectives will produce shorter lexical decision times than -m
forms, because -m is the most specific adjective form in the paradigm and should therefore
require a longer lexical search than the less specific -s form. Associative models of inflection,
on the other hand, would predict word form frequency effects, but no affix frequency effects.
18
Hence, adjective forms with high word form frequencies should produce shorter response
times than the same adjectives with low word form frequencies. Differences in affix
frequency, however, should not affect lexical decision times.
4.2.1. MATERIALS. We selected 18 -m dominant and 18 -s dominant adjectives, which were
matched for stem frequency. Each of these adjectives was presented with -s and with -m.
Because no participant should see the same adjective more than once, two experimental
versions were constructed. The 18 -m dominant and 18 -s dominant adjectives were divided
into two groups, matched for mean stem and word form frequency (see Appendix A1). The
two inflectional variants of the two types of adjectives were then distributed over two
experimental versions in a Latin square design (Winer 1971). Each version included 18 -m
dominant adjectives (9 of them inflected with -m and 9 of them with -s) and 18 -s dominant
adjectives (9 of them combined with -m and 9 of them with -s).
In addition to the 36 experimental items, we constructed 140 filler items (52 words and 88
pseudo-words), which should obscure the regularities in the test items. The list of word fillers
consisted of adjectives inflected with the affixes -s, -m, -e, and -r so that each affix appeared
equally often within the total list of 88 word stimuli. The pseudo-word fillers were created
from real words by replacing two adjacent letters in varying positions. The real words used as
a basis for the pseudo-words showed the same distribution of inflectional affixes as the 36
test items and 52 word fillers. The entire stimulus set for each experimental version consisted
of 176 items. The two lists were pseudo-randomized, with the same order of test and filler
items in both lists.
19
4.2.2. METHOD. 30 native speakers of German, all of them students at the University of
Düsseldorf (mean age: 28) were paid for their participation in the experiment. None of them
participated in more than one experimental version.
Each trial consisted of the presentation of a fixation point in the middle of a computer screen
in front of the participant, followed after 1,000 ms by the stimulus at the same position. The
stimuli were presented on a 17'' computer monitor in white letters (Arial 24pt) on a dark
background and remained on the screen for 200 ms. The participants reacted by pressing a
green button (for a word) or a red button (for a pseudo-word) on a dual box. The green button
was on the right side for right-handed and on the left side for left-handed participants. The
next trial was initiated 1,200 ms after the response4.
A written instruction with a detailed description of the task and some examples for inflected
adjectives and pseudo-adjectives were given to the participants before the experiment. The
experiment itself started with a short practice phase, after which the participants were given
the opportunity to ask any remaining questions about the procedure. There were no further
breaks during the experiment. The overall duration of an experimental session was about 10
minutes.
Errors, i.e. non-word responses to existing words and word responses to non-words, as well
as extreme reaction time values were removed from the data set before any further analysis of
the reaction times5. Incorrect responses and outliers made up less than 8.3 % of the data set.
Errors were analyzed separately. For the reaction time analysis we computed means for each
subject and each item in each condition. These means were entered into two separate
4
5
For all experiments reported in this paper, the presentation of the stimuli and the
measuring of the reaction times were controlled by the NESU software package
(Baumann et al. 1993).
In all our experiments, we used the same criterion for outliers. For each condition,
extreme reaction times that exceeded two standard deviations of the subject's mean in
this condition were removed prior to any further analysis of the reaction time data.
20
ANOVAs for subjects (F1) and for items (F2), with the factors 'Dominance' (-m dominant vs. s dominant) and 'Affix' (-s vs. -m).
4.2.3. RESULTS. The mean reaction times for the four experimental conditions are shown in
Fig.1.
Fig.1 Mean reaction times
630
614
mean RT (in ms)
609
600
568
570
564
540
510
-m
-m dominant
-s
-s dominant
Fig.1 shows that adjectives inflected with -s consistently produced shorter lexical decision
times than adjectives co-occurring with -m, irrespective of whether word form frequencies
were -m dominant or -s dominant. This was also confirmed statistically. There was a
significant main effect of 'Affix' for subjects and for items (F1(1,29) = 29.55, p < .001,
F2 (1,17) = 14.55, p = .001). Pairwise statistical comparisons using matched t-tests confirmed
that reaction times for adjectives affixed with -s were significantly shorter than reaction times
for adjectives with -m, both for -m dominant adjectives and for -s dominant adjectives6. The
6
In this and all subsequent experiments, t-values were determined separately for subjects
and for items. RT differences are identified as 'significant', if p < 0.05 for subjects and
for items. The t-values for all experiments reported in this article can be made available
21
results indicate that both -s and -m access their own representations in the mental lexicon and
that (as predicted) accessing of -m produces longer response times than accessing of -s. We
attribute this difference to the fact that -m is the more specific and less frequent form.
Furthermore, there were no differences in the response times between -m dominant adjectives
on the one hand and -s dominant adjectives on the other hand. Statistically, there was no
significant effect of 'Dominance' (F1(1,29) < .01, p = .980, F2(1,17) = .02, p = .880) and no
significant 'Dominance' x 'Affix' interaction (F1(1,29) = .42, p = .524, F2(1,17) = .02,
p = .897). This means that -m dominant adjectives such as ruhig did not produce significantly
shorter reaction times when they were presented with -m than when they were presented with
-s.
The error analysis revealed that adjectives co-occurring with -m produced significantly more
incorrect responses (7.9 %) than adjectives affixed with -s (2.0 %), i.e. there was a significant
main effect of 'Affix' (F1(1,29) = 7.18, p = .012; F2(1,17) = 29.21, p < .001). However, error
rates did not differ significantly with respect to 'Dominance', that is -m dominant adjectives
produced almost the same error rate (5.0 %) as -s dominant adjectives (5.3 %). This pattern is
consistent with the observed reaction times.
Thus, taken together, we found that word form frequency did not affect lexical decision times
or error rates. This finding provides evidence against whole-word based representations for
inflected word forms such as those posited in associative models of the inflection (see section
2). Instead, reaction times and error rates were influenced by the form of the inflectional
ending. The more specific and less frequent affix -m produced longer reaction times and
higher error rates than the less specific and more frequent -s ending.
upon request.
22
4.3. EXPERIMENT 2: A
CROSS-MODAL PRIMING TASK ON INFLECTED ADJECTIVES.
While the
results of the lexical decision experiment provide evidence against an associative full-listing
representation of inflected adjectives, they do not allow us to decide whether the processing
advantage of the -s affix (over -m) is due to its higher frequency or whether it is caused by its
lower paradigmatic specificity. To further investigate the mental representation of inflected
adjectives, we have used the cross-modal priming paradigm. As will become clear in what
follows, results from priming experiments are less directly affected by frequency differences
than results from the lexical decision task.
In a priming experiment, subjects are asked to perform a word/non-word discrimination, just
as in a lexical decision task, but the context in which the target stimuli are presented is
manipulated. Consider, for example, the items in (10). In the experimental condition, a word
is presented that is morphologically related to the target, e.g. happiness, followed by the
presentation of the target word (happy) to which subjects have to make a word/non-word
lexical decision. The response times to the target under this primed condition are then
compared with those to an unprimed control condition, i.e. happy preceded by e.g. careful,
and/or with those to an identical repetition of happy. The effect may be facilitatory or
inhibitory.
(10)
Primes
Target
Identity
Morph. Related
Control
happy
happiness
careful
happy
We adopted the cross-modal immediate repetition priming paradigm (Marslen-Wilson et al.
1993, 1994) in which subjects hear a spoken prime immediately followed by a visually
presented target form to which they make a word/non-word decision. This technique has
three main advantages. Firstly, since the task is cross-modal, any priming effects are likely to
be due to the lexical representations themselves, rather than to effects of modality-specific
23
access procedures. Secondly, since all targets are presented immediately at the offset of the
prime, the task is likely to tap on-line processes of morphological priming, while unwanted
effects of episodic memory are reduced. Thirdly, results from priming experiments are less
directly affected by frequency than results from lexical decision tasks. This is because in a
priming experiment we are not directly comparing two different inflected word forms.
Instead, morphological priming effects are measured within target sets, that is by comparing
response times to the same targets after the presentation of different primes. Thus, in contrast
to a lexical decision task in which response times to -m and -s adjectives have to be compared
directly, we can examine priming effects separately for -m and for -s adjective forms. In this
way, potential effects of the morphological differences between -m and -s forms can be
studied independently of frequency differences.
The priming conditions are illustrated in (11) for the adjective kariert 'chequered'. Each
adjective occurred in three morphological variants (-e, -m, -s), both as a prime and as a target.
Priming condition I provided the baseline for each of the three target forms, identical
repetition. In priming conditions II and III, different paradigmatically related adjective forms
were presented, with condition III containing more specific forms than those of condition II.
Compare, for example, priming conditions II-e and III-e, with -e forms as targets and -s
versus -m forms as primes and recall from section 4.1 that -m is a paradigmatically more
specific form than -s.
24
(11)
Conditions
Auditory Primes
I-e (Identity)
kariert-e
II-e
kariert-es
III-e
kariert-em
I-s (Identity)
kariert-es
II-s
kariert-e
III-s
kariert-em
I-m (Identity)
kariert-em
II-m
kariert-e
III-m
kariert-es
Visual Targets
kariert-e
kariert-es
kariert-em
We expect the priming patterns to correspond to the feature specifications of the affixes
involved. Given the highly specific feature content of -m, we predict a 'Target Type' effect,
i.e. adjectives inflected with -m should be less effectively primable than adjectives inflected
with -s or -e. Adjectives inflected with -m are specified for the positive features [+OBL] and
[+DAT] which are not available from any of the primes. The presentation of -m adjective
forms as targets therefore requires the processing of unprimed features, and this should lead
to longer response times. We also expect to find an interaction between prime type and target
type. Priming conditions II and III should produce longer response times for the different
targets than priming condition I. This is because in conditions II and III, the feature
specifications of the affixes in the primes differ from those of the targets, whereas in
condition I they are identical.
4.3.1. MATERIALS. 81 monomorphemic adjective stems (see Appendix A2) were chosen, all
of which had low stem frequencies of less than 100 in the CELEX database (Baayen et al.
1993). For each of these 81 stem forms, nine prime-target pairs were constructed as shown in
(11), resulting in 729 experimental prime-target pairs. To ensure that no participant sees the
25
same target-stem more than once, nine experimental versions were constructed in a Latin
Square design. The mean stem frequencies and the mean number of syllables were held
constant for each of these nine versions. Thus each version included 81 different prime-target
pairs (9 from each of the 9 conditions shown in (11)). No target appeared more than once in
any version.
In order to keep the proportion of related pairs low and to deter the participants from
developing strategies based on expectations about likely relations between primes and
targets, 669 filler items were included in the experiment. We constructed 294 prime-target
pairs in which primes and targets had different adjective stems, but were otherwise parallel to
the experimental items, e.g. abstrakt-es → festlich-e 'abstract → festive'. These items were
included to counter-balance the experimental items in which both primes and targets had the
same adjective stem. We also constructed 375 prime-target pairs in which the target adjective
was a pseudo-word. The pseudo-adjectives were constructed by changing two or three letters
of an existing adjective. In 50 of these distractor items, the stems used as primes and targets
were formally similar, e.g. anonymen → anonystes, populäres → spopulärem. The distractors
were constructed in such a way that the different adjective endings (-e, -s, -m, -r, and -n)
appeared equally often in each combination and that all inflectional affixes appeared equally
often as primes and targets.
In total, the stimulus set of each experimental version consisted of 750 prime-target pairs. In
order to eliminate undesired priming effects across items, all prime-target pairs were pseudorandomized making sure that no semantic associations of any kind existed between
consecutive items and that not more than four items of the same type occurred consecutively.
Each of the nine versions exhibited the same order of test and filler items.
26
4.3.2. METHOD. 63 native speakers of German (mean age: 25) participated in the experiment for
payment. None of them participated in more than one experimental version. The primes were
spoken by a female native speaker of German and compiled into separate audio wav-files.
The auditory stimuli were presented over headphones. The sequence of stimulus events
within each trial was as follows: A short attention tone (250 ms) preceded the presentation of
a fixation point (800 ms), followed by the auditory prime word. Immediately at the offset of
the (spoken) prime, the visual target was presented and remained on the computer screen for
200 ms. Reaction times were measured from the presentation of the target onwards. During
the experiment three breaks were provided. During each break and at the end of the
experiment, the participants were asked to read a list of 15 words, and to mark those words
they had heard during the experiment. For each of these lists, 9 words had been presented as
auditory primes in the preceding experimental phase. The remaining 6 words did not occur in
the experiment at all. The purpose of this task was to ensure that the participants paid
attention to the auditory stimuli. The overall duration of the experiment was approximately 1
hour per subject. All other procedures were parallel to those of experiment 1.
Erroneous lexical decisions as well as extreme reaction times were excluded from the
database. The data excluded made up 4.9 % of the total responses. Mean response times for
each subject and each condition were entered into two separate ANOVAs for subjects and for
items with the factors 'Prime Type' and 'Target Type'.
4.3.3. RESULTS. Fig.2 presents the mean lexical decision times on the three visual target forms -e,
-s, and -m and the three auditory prime forms -e, -s, and -m; see (11) for examples.
27
Fig.2
Mean reaction times to visual targets
560
549
550
543
mean RT (in ms)
540
533
527
530
516
520
510
533
509
508
513
500
490
480
Target-Affix -e
Prime-Affix -e
Target-Affix -s
Prime-Affix -s
Target-Affix -m
Prime-Affix -m
As expected, the shortest RTs were produced when both prime and target forms were
identical. Fig.2 shows that this was the case for all the target forms tested. Moreover, Fig.2
shows that the target affix -m elicited longer RTs than the two other adjective forms.
28
Both ANOVAs produced significant main effects of 'Target Type' (F1(2,124) = 4.95; p = .009,
F2(2,160) = 5.58; p = .005) and a significant 'Prime Type' × 'Target Type' interaction
(F1(4,248) = 10.96; p < .001, F2(4,320) = 13.18; p < .001). There was no significant main
effect of 'Prime Type' (F1(2,124) = 1.27; p = .283, F2(2,160) = .51; p = .306). In order to
examine these effects further, we compared the overall mean RTs shown in Fig.2 using matched
t-tests.
Pairwise statistical comparisons of the RTs to the Identity condition of each of the three target
affixes revealed no significant differences (-e: 509 ms, -s: 508 ms, -m: 513 ms); see footnote 6.
This means that the 'Target Type' effect cannot be due to different response times to the Identity
condition. Significant differences were, however, found when comparing the target affix -m to
the two other target affixes: -m adjective forms produced significantly longer RTs when primed
by -e than visual targets with -s primed by -e (549 ms vs. 527 ms). The same holds for -m as a
target affix primed by -s, as opposed to the target affix -e primed by -s (543 ms vs. 516 ms). On
the other hand, visual targets with -e or -s produced the same mean response time when primed
by -m (= 533 ms). These comparisons show that the 'Target Type' effect is due to the longer
response times for adjective forms with -m, confirming the prediction that adjectives with -m
should be more difficult to prime than the other adjective forms.
Furthermore, the lack of a main effect of 'Prime Type' indicates that none of the three adjective
forms is overall a better or weaker prime than any of the other adjective forms tested. Pairwise
comparisons revealed no significant differences between -e and -m forms used as primes for
visual targets with -s (527 ms vs. 533 ms), and likewise no differences between -e and -s forms
used as primes for targets with -m (549 ms vs. 543 ms). A significant difference was observed
only for target forms with -e, where primes with -m elicited longer RTs than primes with -s (533
ms vs. 516 ms).
29
The results of this experiment indicate that the priming patterns are determined by the feature
specifications of the affixes involved. In the Identity condition, the feature specifications of
the affixes in the visual targets are fully primed. Reduced priming (relative to the Identity
condition) occurs in cases in which a target form contains unprimed features that are not
available from the prime. To see this more clearly, (12) shows the unprimed features of the
target forms for each of the prime-target pairs tested in our experiment; the feature
specifications are taken from the analysis in (6) above. Moreover, (12) shows for each primetarget pair the difference in response times to the corresponding Identity condition. These
differences were also tested statistically using t-tests; * indicates a significant difference to
the Identity condition.
(12)
Targets
-e
-s
-m
-e
-
[-PL]
[-FEM]
[-MASC]
19 ms*
[-PL]
[-FEM]
[+OBL]
[+DAT]
36 ms*
-s
7 ms n.s.
-
[+OBL]
[+DAT]
30 ms*
-m
[-OBL]
24 ms*
[-MASC]
[-OBL]
25 ms*
-
Primes
Consider the prime-target pairs -e→-m and -s→-m which produced the most significant
reduction in priming compared to the Identity condition. The targets in these two conditions
30
have unprimed positively specified case features that do not match the unmarked [-OBL]
feature of the primes, hence the reduced priming effect. Consider next the prime-target pairs
-e→-s and -m→-s, which also yielded reduced priming. In the case of -e→-s, the targets have
unprimed gender and number features, and for -m→-s there is an unprimed gender feature
[-MASC] in the target, in addition to a case feature mismatch between prime and target. In
the prime-target pair -m→-e, there is a case feature mismatch ([+OBL] vs. [-OBL]), and
hence a significant reduction in priming. For -s→-e, however, there are no unprimed features
in the target form, and correspondingly, -s adjective forms do not have any inhibitory effect
on priming -e target forms. Note additionally that prime-target pairs that involved -m target
forms produced larger differences to the corresponding Identity condition than prime-target
pairs with -e or -s target forms, suggesting that positively specified features are harder to
prime than negatively specified ones.
4.4. PRELIMINARY
SUMMARY.
The purpose of the two experiments reported in this section
was to examine how regularly inflected and paradigmatically related word forms are
represented in the mental lexicon. Investigating inflected adjectives in German, we found that
these word forms are decomposed into stems and affixes and that observed priming patterns
depend upon the morpho-syntactic feature content of the affixes involved. We argued that a
morphological analysis of German adjective inflection along the lines of (6) can account for
the results of both experiments.
5. EXPERIMENTS
ON STRONG VERB INFLECTION.
In this section, we will investigate the
processing of inflected forms of the so-called 'strong' verbs of German. While weak (=
regular) verbs employ the same stem in all their inflected forms, strong verbs exhibit stem
changes in the preterite and/or in the participle, e.g. werfen-warf-geworfen 'to throw-threw-
31
thrown'. This makes them parallel to irregular verbs in English, in that in both languages the
marked stem forms are largely unpredictable from their corresponding infinitive forms. In
contrast to English, however, the marked stems of strong verbs in German can be combined
with fully regular person and number affixes in much the same way as weak stems, yielding
forms such as warf-st 'threw-2nd sg.' and warft-t 'threw-2nd pl'.
The first question we will examine in the experiments to be reported below is whether
inflected forms of strong verbs are processed via their constituent morphemes or whether
they are stored as wholes. It will be shown that the experimental results provide further
evidence for morphological decomposition of regularly inflected word forms. The second
question we will address concerns the mental representations of different stem forms of the
same lexeme. We present results from lexical decision and priming experiments to show that
stem forms are stored separately from the affixes with which they combine and that the
various stem forms of a lexeme constitute a hierarchically structured lexical entry. Before
turning to the experiments, we will provide a brief description of (strong) verb inflection in
German.
5.1.
STRONG VERB INFLECTION IN GERMAN. There are about 160 simplex verbs in German
that belong to the strong class. These verbs have marked stems in present tense, preterite or
participle forms. Most of them (= 155) fall into three minor classes, illustrated in (13); see
Wunderlich & Fabri (1995) for a detailed classification. While A-B-A and A-B-C verbs have
differently marked stem forms in preterite and participle forms, A-B-B verbs exhibit the same
vowel change for both preterites and participles. Moreover, a large number of strong verbs
have subjunctive forms with umlauted preterite stems, as shown in (13) for gab- / gäb- 'gave',
flog- / flög- 'flew' and sang- / säng- 'sang'. There is also a small number of strong verbs in
which 2nd sg. and 3rd sg. present tense forms as well as imperatives have fronted vowels (e.g.
32
werfen vs. er wirft 'to throw' vs. 'he throws'). Strong verbs also differ from weak verbs in that
their participle forms have the ending -n, rather than the regular participle suffix -t. This
holds for all strong verbs and none of the participle forms of weak verbs. Hence, strong verbs
have a class-specific participle ending.
(13)
Infinitive
Preterite
Participle
Subjunctive
A-B-A
geben
gab-
gegeben
gäb-
'to give'
A-B-C
singen
sang-
gesungen
säng-
'to sing'
A-B-B
fliegen
flog-
geflogen
flög-
'to fly'
Except for suppletive forms such as those of sein 'to be' and the forms of modals like dürfen
'to be allowed to', the marked stems of strong verbs are regularly inflected for person and
number in the same way as the unmarked stems of weak verbs. Wunderlich (1996) has
suggested a linguistic analysis of German verb inflection in which the morphological
relationships between the various stem variants of strong verbs are represented in terms of
non-monotonous default inheritance hierarchies. In this account, stem variants constitute
subnodes of hierarchically structured lexical entries in which each subnode is defined in
terms of a phonological string and a morphological feature, e.g. [..I..] vs. [..a..] and [±PRET]
for wirf vs. warf. Consider, for illustration, the lexical entry for the German verb werfen 'to
throw' from Wunderlich (1996: 96):
33
(14)
[vεrf]+V
[.I..]-1
[.a..]+PRET
[...]+IMP
[.y..X]+SUBJ
[.o..n]+PART
Each node in a structured lexical entry represents a pair (<phonological string, morphological
feature value>), and each subnode inherits all information of its mother, except for the
features it replaces or adds; for example, the subnode [..a..]+PRET inherits the onset w--, the
coda -rf and the categorial feature [+V] from the higher node. The base or default stem form
is werf-, the form that occurs in most present tense forms and the infinitive. The other stem
variants occur under specific circumstances, e.g. wirf- for 2nd and 3rd sg. present tense forms
and in imperatives, warf- in preterite forms, (ge)worfen in participles and würf- in
subjunctives. Note that most stem variants have impoverished entries (to avoid unnecessary
redundancies) and that the various stem forms are hierarchically structured. According to this
account, stem forms are represented separately from the (regular) affixes with which they
combine. We would therefore expect stem frequency effects in lexical decision and priming
differences between the various stem variants corresponding to the structure of the lexical
entries. On the other hand, associative models of inflection in which all inflected variants of a
lexeme have full-form representations lead us to expect word form frequency effects for
inflected forms of strong verbs and word form similarity effects. We will examine these
predictions in two lexical decision experiments.
5.2. EXPERIMENT 3: A
VISUAL LEXICAL DECISION TASK ON PRETERITE FORMS.
In order to
examine whether inflected forms of strong verbs are stored as wholes or whether they are
34
morphologically decomposed for processing purposes, we examined preterite forms of strong
A-B-A, A-B-B, and A-B-C verbs in a visual lexical decision task. Recall from section 4.2
that lexical decision times are sensitive to frequency. Thus, if forms such as warf-en
'throw-1st/3rd pl.' are stored as wholes, we would expect lexical decision times to be affected
by the frequencies of the word forms, i.e. high-frequency word forms should produce shorter
response times than low-frequency word forms. If, on the other hand, regularly inflected
forms of strong verbs are decomposed into stems and affixes, word form frequencies should
be irrelevant, and the response times should be affected by the frequencies of the stem (where
affix frequencies are held constant).
5.2.1. MATERIALS. 52 items from the three subclasses of strong verbs were selected, all of
which were presented with the same affix, i.e. as 1st/3rd pl. forms, e.g. sprachen 'spoke' (see
Appendix A3). To determine effects of preterite stem frequency, the experimental items were
arranged in pairs, resulting in two conditions. The items in the first condition had a relatively
low mean preterite stem frequency of 79, while the preterite stems in the second condition
had a higher mean frequency of 135. To control for other frequency effects, the items in both
conditions were matched for their mean word form and their mean verb frequencies. Verb
frequencies were calculated as the sum of the token frequencies of each base verb plus all its
lexical variants that have separable prefixes, e.g. sprechen 'to 'speak', an-sprechen, vorsprechen 'to speak to'. Variants with inseparable prefixes, e.g. besprechen 'to discuss',
versprechen 'to promise', were not taken into account. Preterite stem frequencies included all
preterite forms of each base verb and its forms with separable prefixes, e.g. an-sprachst, ansprach. Word form frequencies were the token frequencies of the inflected word forms
presented in the experiment, e.g. the frequency of the word form sprachen.
35
In addition to the 52 experimental items, we included 348 filler items: 40 weak verbs, 16
verbs of the mixed class (e.g. bracht-en 'brought'), 92 other strong verbs, and 200 pseudoverbs which were constructed by changing two or three letters of an existing weak or strong
verb. In order to neutralize potential affix effects, the filler items including the pseudo-verbs
had the same ending as the experimental items, i.e. -en. The entire stimulus list consisted of
400 items and was presented in a pseudo-randomized order.
5.2.2. METHOD. 34 adult native speakers of German (mean age: 26) were tested. The methods
and procedures were parallel to those of Experiment 1. Errors as well as extreme reaction
time values were determined using the same criteria as in the previous experiments. The total
amount of excluded data was 11.7 %. The mean response times for the remaining test items
were compared using matched t-tests for subjects and for items.
5.2.3. RESULTS. As Fig.3 illustrates, there is a significant effect of preterite stem frequency:
lexical decision times for verbs with high preterite stem frequencies were significantly
shorter (49 ms) than recognition times for verbs with low preterite stem frequencies (t(33) =
5.97, p < .001 for 'subjects' and t(25) = 4.33, p < .001 for 'items').
36
Fig.3 Mean reaction times
mean RT (in ms)
650
640
630
610
591
590
570
550
low preterite stem frequency high preterite stem frequency
The error data showed the same difference. For low-frequency preterite stems the mean rate
of incorrect responses was 8.8%, whereas for high-frequency preterite stems it was 4.5%, a
statistically significant difference (t(33) = 4.00, p < .001).
The experimental effect found here cannot be attributed to the frequencies of the verbs used
in the experiment or the frequencies of the inflected word forms as a whole, as both were
held constant in the two experimental conditions. Instead, the stem frequency effect indicates
that the verb forms presented in this experiment are decomposed into stem and affix.
5.3. EXPERIMENT 4: A
VISUAL LEXICAL DECISION TASK ON
A-B-B
VERBS.
In associative
models of inflected word forms, morpho-syntactic features and categories are not directly
encoded; see for example (3) in section 2. In combinatorial accounts of inflection, however,
morphological features and morpho-syntactic categories play an important role. In
Wunderlich's (1996) analysis of strong verbs in German, for example, the various subnodes
of a hierarchically structured lexical entry, such as the one in (14), are defined in terms of
morphological features and morpho-syntactic categories (in addition to phonological strings).
37
An interesting test case to assess the role of morpho-syntactic features in the processing of
inflected verb forms is provided by A-B-B verbs such as lügen 'to lie' which exhibit the same
stem change in preterite and participle forms (log- / ge-log-en). If morpho-syntactic features
are encoded in the representations of these forms, preterite and participle forms of A-B-B
verbs should be stored separately (regardless of their phonological overlap), and there should
be corresponding experimental effects. In a lexical decision experiment, for example, we
would expect to find separate frequency effects for the preterite and participle forms of verbs
such as lügen. Alternatively, the mental representations of verbs may contain phonological
but no morpho-syntactic features. In this case, A-B-B verbs such as lügen would have two
stored stem forms (lüg- and log-), and one would expect lexical decision times for preterite
and/or participle forms to vary according to the frequency of the B-stem.
5.3.1. MATERIALS. 30 A-B-B verbs were selected as experimental items, all of which were
presented as 1st/3rd pl. forms, e.g. logen 'lied' (see Appendix A4). To the 30 experimental
items, we added 370 fillers (170 existing verbs and 200 pseudo-verbs). As in Experiment 3,
all verbs and pseudo-verbs had the same inflectional ending as the experimental items (=
-en). The experimental items were arranged pairwise in two conditions according to their
preterite stem frequencies. The items in the first condition had a lower mean preterite stem
frequency (= 101) than the items in the second condition (= 165). In addition, the items in
both conditions were matched for their mean B-stem frequencies, i.e. the mean frequency of
all preterite and participle forms of each experimental item.
We also determined verb frequencies for the experimental items, in the same way as for
Experiment 3. In contrast to Experiment 3, however, it was not possible to match the
experimental items on verb frequency. As shown in Appendix A4, the mean verb frequency
of the items in condition I, i.e. those with low preterite stem frequencies, is higher than that
38
for condition II items, i.e. those with high preterite stem frequencies. This means that if verb
frequency affects lexical decision, response times should be shorter for condition I than for
condition II. If, on the other hand, preterite stem frequencies count, condition II should yield
shorter lexical decision times than condition I, since condition II has higher preterite stem
frequencies. Finally, given the restricted number of A-B-B verbs, it was also impossible to
keep the word form frequencies constant for each pair. Recall from Experiment 3, however,
that word form frequencies did not have an effect on the reaction times during the processing
of regularly inflected preterite forms. Moreover, the mean word form frequencies for the
items in the two conditions of the present experiment were in a similar range (17 for
condition I and 22 for condition II), and such a small difference is unlikely to have effects on
lexical decision times.
5.3.2. METHOD. 34 adult native speakers of German (mean age: 26) were tested. The
methods, procedures and time settings were the same as for Experiment 3. Incorrect
responses as well as outliers were excluded from the reaction time analysis. The total amount
of excluded data was 11 %. The remaining mean response times were compared using
matched t-tests for subjects and for items.
5.3.3. RESULTS. Fig.4 shows a significant effect of preterite stem frequency. Recognition
times for A-B-B verbs with high preterite stem frequencies were significantly shorter (54 ms
for subjects and 60 ms for items) than recognition times for A-B-B verbs with relatively low
preterite stem frequencies (t(33) = 7.11, p < .001 for 'subjects' and t(14) = 3.05, p < .001 for
'items').
39
Fig.4 Mean reaction times
mean RT (in ms)
650
640
630
610
586
590
570
550
low preterite stem frequency high preterite stem frequency
The error data showed the same difference. The mean error rate was 8.6 % for experimental
items with low preterite stem frequencies and 3.9 % for items with high preterite stem
frequencies, a statistically significant difference (t(33) = 3.08, p < .001) that corresponds to
the observed differences in reaction times.
These results cannot be attributed to the B-stem frequencies, as these were held constant in
both conditions. Neither can they be explained in terms of verb frequency differences. It is
true that the items in the two experimental conditions were not matched for verb frequency.
If, however, this affected the response times, the results should show the opposite pattern,
shorter RTs for the first condition (because of higher verb frequencies) than for the second
one. Instead, the observed response time difference appears to be linked to the different
preterite stem frequencies, indicating that preterite stems of A-B-B verbs access their own
mental representations.
5.4. PRELIMINARY SUMMARY. In Experiments 3 and 4, we examined marked stem forms of
strong verbs in German that were combined with regular person and number affixes. The
results from both experiments provide evidence against whole-word based representations for
40
these kinds of inflected verbs and support the view that regularly inflected word forms are
decomposed into stems and affixes, even if they contain marked (irregular) stems. The stem
frequency effects we found in both experiments show that marked stem forms are represented
separately from the inflectional affixes with which they may occur. The frequency effect for
A-B-B verbs in Experiment 4 indicates that preterite stems are stored separately from
participle forms despite their phonological overlap. This finding indicates that morphosyntactic features form part of the lexical representations of marked stem forms.
5.5. EXPERIMENT 5: A CROSS-MODAL PRIMING TASK ON STRONG VERBS. While response times
in lexical decision tasks seem to be sensitive to properties of lexical entries, results from
priming tasks provide more direct psycholinguistic measures for examining relationships
between lexical entries or subentries in the mental lexicon. Several previous studies have
provided evidence for morphological priming effects in the mental lexicon (see e.g. Stanners
et al. 1979, Marslen-Wilson et al. 1994, Münte et al. 1999 for English, Sonnenstuhl et al.
1999 for German, Orsolini & Marslen-Wilson 1997 for Italian, Lukács & Pléh 1999 for
Hungarian). It is clear from these studies that regularly inflected word forms produce priming
effects which manifest themselves in shorter lexical decision times on prime-target pairs such
as walked→walk compared to a baseline condition in which the same target is preceded by an
unrelated word (spilled→walk).
We made use of the priming technique to examine relationships between the different stem
forms of a structured lexical entry focusing on the representation of strong verbs in German.
The experimental items were inflected forms of strong verbs that were composed of a stem
and the 2nd pl. suffix -t, yielding prime-target pairs such as warft→werft 'threw-2nd
pl.→throw-2nd pl.' vs. werft→warft. Like the past tense -ed in English, the 2nd pl. -t is fully
predictable and regular in German. We would therefore expect the -t ending to be stripped off
41
from word forms such as werf-t and warf-t and the priming patterns to depend upon the
morphological relationships between the stem forms involved. If strong verbs are represented
in hierarchically structured lexical entries (e.g. (14) for werfen), one would expect the stems'
feature specifications to affect the priming patterns, such that marked stems (which are
further down on the inheritance tree) should be more difficult to prime than less specific
stems. Specifically, we predict that preterite stems (= warf-t) should be less effectively
primable by present tense forms (= werf-t) than vice versa, because in terms of the
representation in (14) the target form warft (preceded by the prime werft) contains an
unprimed feature (= [+PRET]), whereas the target werft (preceded by warft) does not have
any unprimed morphological features.
5.5.1. MATERIALS. 32 strong verbs (see Appendix A5) from different subclasses were used.
For each of these verbs, four prime-target pairs were constructed as shown in (15).
(15)
Conditions
Auditory Primes
I (pres.→ pres.)
ihr helft 'you help-2nd pl. pres.'
II (pret.→ pres.)
ihr halft 'you help-2nd pl. pret.'
III (pres.→ pret.)
ihr helft 'you help-2nd pl. pres.'
IV (pret.→ pret.)
nd
Visual Targets
helft
halft
ihr halft 'you help-2 pl. pret.'
All experimental items contained the 2nd pl. suffix -t. Note that 2nd pl. present tense forms of
weak verbs and of many strong verbs are identical to 3rd sg. forms, e.g. ihr kommt / sie kommt
'you-pl. come / she comes'. To nullify any effects of this ambiguity, we presented all primes
together with the 2nd pl. form of the personal pronoun. Moreover, for the experimental items,
we used only verbs with distinct 2nd pl. and 3rd sg. forms, e.g. verbs such as helfen 'to help' for
42
which in the present tense the 2nd pl. is helft and the 3rd sg. hilft. Because no participant
should see the same target more than once, four experimental versions were constructed.
The prime-target pairs were distributed over four versions in a Latin Square Design, so that
each version included 32 different prime-target pairs (8 from each of the conditions I-IV),
and each verb appeared only in one prime-target pair. In addition to the experimental primetarget pairs, 176 unrelated word/word filler pairs and 208 word/pseudo-word filler pairs were
constructed. The list of word/word fillers included German verbs in tense and agreement
forms other than those of the experimental items (156 pairs). Moreover, all word/word pairs
were counterbalanced so that present tense and preterite forms as well as the various person
and number agreement affixes appeared equally often during the experiment. Parallel to the
208 word/word pairs in the experiment, the same number of word/pseudo-word pairs (which
were inflected in the same way as the real-word items) was constructed. In 12 of the pseudoword items, the prime was either fully contained within the target (e.g. ich formte pluformtelst 'I formed - pluformtelst') or partially overlapping with the target (e.g. ich
flüsterte 'I whispered' - flüspurtet). These pairs were added to the stimulus list to ensure that
not all phonologically related pairs had real words as targets. The overall list of 416 primetarget pairs was pseudo-randomized. Each of the four versions exhibited the same order of
experimental and filler items.
5.5.2. METHOD. The methods, procedures, and time settings were the same as in Experiment
2. Participants were 44 native speakers of German (mean age: 26). In addition to errors and
extremely long reaction times, one item (trefft / traft 'meet / met') had to be entirely excluded
from any further analysis because of an error in the preparation of the stimulus list. The total
amount of excluded data was 7.2 %. To test the prediction that preterite stems are less
effectively primable by present tense forms than vice versa, two separate ANOVAs were
43
performed (for 'subjects' and 'items') with the factors 'Prime Type' (Identity vs. Test) and
'Target Type' (Preterite vs. Present).
5.5.3. RESULTS. Fig.5 presents the overall mean RTs to the visual targets in the four
experimental conditions.
Fig.5 Mean reaction times to visual targets
657
660
mean RT (in ms)
630
600
580
566
570
541
540
510
480
Target Present
Prime Present
Target Preterite
Prime Preterite
Conditions I and IV (in which primes and targets were identical) produced shorter response
times than the two morphological priming conditions II and III (in which primes and targets
were different). Moreover, condition III where priming went from present tense forms to
preterite targets produced much less priming compared to the Identity condition (= 77 ms)
than condition II (= 25 ms) where priming went from preterite to present tense forms. These
differences were confirmed statistically. The ANOVAs revealed a 'Prime Type' x 'Target
Type' interaction which was significant for 'subjects' (F1(1,43) = 6.46, p = .015) and
marginally significant for 'items' (F2(1,30) = 3.77, p = .062). In both subject and item
analyses, there were also significant main effects of 'Prime Type', F1(1,43) = 28.49, p < .001,
F2(1,30) = 44.95, p < .001, and 'Target Type', F1(1,43) = 21.88, p < .001, F2(1,30) = 31.72,
44
p < .001. Matched t-tests revealed that the differences between conditions I and II as well as
those between III and IV are statistically significant (see footnote 6). Moreover, the
differences between the priming effects in the two morphological priming conditions II and
III (25 ms vs. 77 ms) were statistically significant in the 'subjects' analysis (p = 0.015) and
marginally significant for 'items' (p = 0.062). This confirms the predicted priming patterns:
preterite forms prime present tense forms better than present tense forms prime a preterite
target.
In addition to the reaction times, we also analyzed the distribution of errors. A comparison of
the mean error rates for conditions I and II to those for conditions III and IV revealed that
preterite forms produced a significantly higher error rate than present tense forms (6.3 % vs.
0.4 %, t(43) = 3.21, p = .003). This difference is consistent with the reaction-time data, in
particular with the finding that preterite forms are less easily primable than present tense
forms.
To explain the observed priming patterns, we can rule out the possibility that the form of the
inflectional affixes had an effect on the response times. Recall that all experimental items in
all conditions had the same person and number affix (the 2nd pl. -t). Hence, the form of the
affix cannot account for the observed differences between present tense and preterite forms.
It is more likely that they are caused by the morphological feature specifications of the stem
forms involved, in the following way. Suppose that the regular 2nd pl. -t affix is stripped off
from all the inflected word forms we presented and that the remaining stem forms are
accessed separately. When a marked stem such as half- is presented as the visual target
preceded by an instance of the unmarked stem (helf-), the target contains a feature (=
[+PRET]) that is unavailable from the prime, and this unprimed feature produces the
increased target response times. On the other hand, when an unmarked stem (helf-) is the
45
target preceded by a marked stem (half-), the target does not contain any unprimed features,
and hence there are significantly shorter target response times than for preterite targets.
6. GENERAL
DISCUSSION.
In this section, we summarize our main findings and discuss
potential implications for the controversy between combinatorial and associative approaches
to inflection. Our focus will be on three core aspects of morphological processing and
representation: (i) morphological decomposition of inflected word forms, (ii) the
representation of morphologically related word forms, and (iii) the specification of
morphological form in entries of the mental lexicon.
6.1. EVIDENCE
FOR MORPHOLOGICAL DECOMPOSITION.
Previous research on morphological
processing indicates that regularly inflected word forms are decomposed into smaller
morphological units, such as stems, roots and affixes (see Clahsen 1999 for review).
Evidence for this comes, for example, from cross-modal priming experiments on past
participles and noun plurals in German (Sonnenstuhl et al. 1999). We found full stem priming
for regularly inflected -t participles (gelacht Æ lach ‘ laughed Æ laugh’) and regular -s
plurals (Autos Æ Auto ‘cars Æ car’), but reduced stem priming for irregular (-n) participles
(geschlafen Æ schlaf ‘slept Æ sleep’) and irregular (-er) plurals (Kinder Æ Kind ‘children Æ
child’). We explained these differences in morphological terms: -s plural and -t participle
word forms are decomposed into stem+affix, and can thus prime their base stem directly.
Irregular plurals and participles, however, access full-form entries stored in memory and
cannot directly activate their corresponding base entries; therefore the priming route is less
direct. At the same time, alternative non-decompositional accounts of the observed priming
differences could be ruled out, since the prime-target pairs in the regular and the irregular
46
conditions
were
matched
with
respect
to
their
frequencies
and
their
phonological/orthographical overlap.
The findings reported in the present paper provide further support for morphological
decomposition. In three lexical-decision experiments, we found separate affix and stem
frequency effects indicating that affixes access their own representations in the mental
lexicon. Experiment 1 showed that adjectives inflected with (the more frequent affix) -s
yielded shorter response times than the same adjectives inflected with (the less frequent affix)
-m. At the same time, the word form frequencies of the items had no effect on the
participants' response times. In Experiments 3 and 4, we found stem frequency effects for
regularly inflected word forms of strong verbs. Preterite forms of A-B-A, A-B-C, and A-B-B
verbs with high preterite stem frequencies elicited significantly shorter response times than
corresponding forms with low preterite stem frequencies. Again, as in Experiment 1, word
form frequencies, i.e. the frequency of an inflected preterite form as a whole, did not
influence the response times.
Interestingly, lexical decision tasks examining participle forms of A-B-A and A-B-B verbs
produced different results (Clahsen et al. 1997), even though the design of these experiments
was parallel to that employed in Experiments 3 and 4 above. Lexical decision times for high
frequency participle forms of both subclasses of strong verbs were found to be shorter than
those of low frequency participle forms. At the same time, stem and verb frequencies did not
affect response times. The participle forms of A-B-B verbs tested in Clahsen et al. (1997)
were matched with respect to B-stem frequencies and verb frequencies in the same way as in
Experiment 4. Response times to participles with low word form frequencies, however,
showed a significant 58 ms delay compared to participles with high word form frequencies7.
7
Note that this was not the case for -t participle forms of weak verbs such as gekauf-t
'bought'. In contrast to the strong participle forms, there were no word form frequency
47
These findings show that the lexical decision times of participle forms of strong verbs are
sensitive to word form frequency, rather than to stem frequency.
To account for the observed differences between the processing properties of preterite and
participle forms, recall that the preterite forms from Experiments 3 and 4 were suffixed with
a regular person and number suffix, while the strong participle forms used in Clahsen et al.'s
(1997) lexical decision experiments (and those used in Sonnenstuhl et al.'s (1999) priming
experiments) were -(e)n participles such as gelog-en 'lied' in which -(e)n is a class-specific
ending that is unique to members of the strong class. Wunderlich (1996) posited different
subnodes within the lexical entries of A-B-B and A-B-A verbs to capture this difference.
Consider, for example, the lexical entry of the A-B-B verb lügen 'to lie' in (16); the preterite
stem is log-, the participle form gelogen, and the subjunctive has a fronted vowel formed on
the basis of the preterite stem (lög-).
(16)
[ly:g]+V
[.o.]+PRET
[.o..n]+PART
[.∅.]+SUBJ
Our experimental findings indicate that preterite stems and participle forms are stored in
separate subnodes, as indicated in (16). The word form frequency effects for strong participle
forms show that these forms do not have independent stem representations, in contrast to
strong preterites for which stem frequency effects were found. Moreover, our results indicate
that what triggers morphological decomposition is the presence of a regular affix. This was
the case in the preterite forms tested in Experiments 3 and 4, but not in the strong participle
effects for weak participle forms. This was taken to indicate that regular -t participles
are decomposed into (weak) stems and a -t participle affix (see Clahsen 1999 for
48
forms examined in Clahsen et al. (1997). The form of the stem, on the other hand, does not
determine whether an inflected word is decomposed or stored as a whole. Decomposition
effects are found for inflected word forms such as walked or gezeigt 'shown' which have both
a regular inflectional ending and an unmarked (regular) stem form as well as for items that
contain a regular (agreement) ending with a marked (irregular) stem form (see Experiments 3
and 4). Hence, it seems (as one would expect from combinatorial models of inflection) that
regular inflectional affixes are stripped off inflected words, irrespective of the form of the
stem.
6.2. MORPHOLOGICAL
RELATIONSHIPS IN THE MENTAL LEXICON.
To address the question of
how relationships between different inflectional affixes and between different stem forms of
the same lexeme are mentally represented, we have investigated inflected adjectives and
preterite stem forms of strong verbs in two cross-modal priming tasks. The empirical
generalization that comes out of the results of these experiments is that reduced priming
occurs in cases in which the target forms contain feature specifications that are not available
from the primes.
A paradigmatic analysis of German adjective inflection was shown to account for the priming
patterns observed in Experiment 2. Recall, for example, that -m target forms were more
difficult to prime than any other adjective form. We interpreted this as a 'specificity effect':
-m is specified for the morpho-syntactic features [+OBL] and [+DAT], and these features are
not available from any other adjective form. For this reason, -m forms are hard to prime by
other adjective forms, and hence the longer response times for -m target forms in our
experiment. We also found an asymmetry in the priming patterns of -s and -e forms: -s
primes a target form -e as effectively as an identical prime, i.e. there was no statistically
discussion).
49
reliable difference between -s→-e and -e→-e. On the other hand, -e adjective forms prime -s
adjective targets much less effectively than identical targets. These priming differences are
also determined by the feature contents of the two affixes. The prime-target pairs -e→-s
contain unprimed target features (for gender and number), whereas the target forms in -s→-e
pairs do not have any features that are not already available from the primes.
Evidence as to how relationships between different stem forms of the same lexeme are
mentally represented comes from the results of Experiment 5. We found that preterite stems
(e.g. =warf- 'threw') are less effectively primable by present tense stems (= werf-) than vice
versa. This priming difference can be explained in terms of structured lexical entries, such as
those in (14) and (16). In these entries, preterite stems are marked forms that are represented
further down on the inheritance hierarchy than present tense stems. Preterite stems (primed
by present tense forms) are left with an unprimed [+PRET] feature in the target, whereas
present tense forms (primed by preterites) do not have any unprimed target features, and
hence the different priming patterns. Thus, despite different representations for stems and
affixes, the observed priming patterns are parallel, in that for affixes and stems reduced
priming was found when the target forms contained unprimed morphological features.
6.3. UNDERSPECIFICATION IN THE MENTAL LEXICON. The notion of underspecification is used
in phonological and morphological representations of lexical entries to reduce lexical
redundancies. In phonological representations, for example, redundant feature values that do
not contrast two segments are left unspecified (e.g. Archangeli 1988, for psycholinguistic
evidence see Lahiri & Marslen-Wilson 1991).
Underspecification is also used in morphological representations, e.g. in inflectional
paradigms to reduce the number of syncretic forms. Our experimental findings indicate that
the mental lexicon contains entries that are underspecified for morpho-syntactic features.
50
Inflectional affixes, for example, were assumed to have impoverished entries in which only
positive (=marked) feature values are directly specified, while negative (=unmarked) feature
values are introduced into paradigms in opposition to a positive value on the same feature.
With these assumptions, the priming patterns observed in Experiment 2 could be explained.
The alternative possibility that all affixes have fully specified representations including
positive and negative feature values, does not account for our findings. Consider, for
example, the priming asymmetries between -e and -s adjective forms. If both these affixes
had fully specified entries, we would have unprimed features in both -e and -s target forms,
and the observed priming difference between the prime-target pairs -e→-s (= reduced
priming) and -s→-e (= full priming) would be left unexplained.
Priming asymmetries were also found for preterite and present tense forms of strong verbs;
preterite forms prime present tense forms more effectively than present tense forms prime
preterites. This is compatible with the view that (like inflectional affixes) stem forms also
have impoverished underspecified entries in which only preterite stems are specified for a
tense feature. If all stem forms were fully specified (e.g. present tense forms as [-Pret] and
preterite forms as [+Pret]), there would be an unprimed tense feature in the targets of both
prime-target pairs, since the [-Pret] feature of present tense targets cannot be primed by
preterite forms, and the [+Pret] feature of preterite targets cannot be primed by present tense
forms. The observed priming asymmetries are not compatible with this account. Instead, our
findings support the hypothesis that the mental representation of lexical forms utilizes
underspecified representations.
6.4. ATTEMPTS
INFLECTION.
TO EXPLAIN THE EXPERIMENTAL FINDINGS WITHIN ASSOCIATIVE MODELS OF
It was argued that combinatorial models of inflection account for the results
from both lexical decision and cross-modal priming. In this section, we will explore how
51
associative models of the mental lexicon, such as those presented in section 2, might explain
the experimental results. It will be shown that some of our findings present difficulties for
these approaches.
In associative models of inflection, inflected word forms are stored as wholes. Hence we
would have expected word form frequency effects in the three lexical decision experiments,
i.e. shorter response times for high frequency adjective and preterite forms than for those
with low word form frequencies. On the other hand, one would not predict affix and stem
frequency effects. The results of Experiment 1, 3 and 4 showed the opposite pattern. Affix
frequency effects paired with the lack of word form frequency effects are problematic for any
account that assumes whole-word representations for regularly inflected word forms (see
Clahsen 1999 for additional evidence from noun and verb inflection).
As for the results from the two priming experiments, the satellite model (see (2) in section 2)
provides a partial account of our findings. Recall that this model distinguishes between a base
form (= nucleus) of a lexeme and its inflected variants (= satellites), which are connected to
the nucleus. Thus, if lexical access is made via a satellite form, the corresponding nucleus is
also activated. A base form, however, does not necessarily activate all its satellites. With
these assumptions, the priming asymmetries reported in Experiment 5 can be accounted for.
Strong preterite forms are satellites in this model and activate their corresponding base forms;
hence they prime present tense forms more effectively than vice versa. Note, however, that
the stem and affix frequency effects found in the three lexical decision experiments are
incompatible with the full-form representations the satellite model posits for inflected word
forms. The results of Experiment 2 on adjective priming are also hard to explain for the
satellite model. Recall that we found priming differences between various inflected forms of
the same adjective, e.g. priming asymmetries between -s and -e forms and differences
52
between -m and -s/-e target forms. These experimental differences between the various
satellites of a nucleus are left unexplained by the satellite model.
In other associative models of inflection, all inflectional variants (including the base form)
are assumed to have word-level status and to be associatively connected to each other (see
e.g. (3) in section 2). Experimental differences between inflected word forms are explained in
terms of frequency and similarity differences of the forms involved. Schriefers et al. (1992)
argued along these lines suggesting that inflected adjectives in German have associative fulllisting representations in the mental lexicon. The evidence they reported comes from a
unimodal (visual) delayed repetition priming task examining adjectives in four morphological
variants, for example gute, gutem, gutes, gut 'good'. Their main finding was an asymmetric
priming pattern for -m adjectives: -m forms primed other adjective forms as effectively as an
identical prime, but when -m adjectives were the targets and other adjective forms appeared
as primes, priming was reduced. Schriefers et al. reasoned that the decomposition hypothesis
'would not only require full priming of a stem by its morphological variant, but also […] full
priming between its morphological variants' (p.375). As this was not confirmed in their
experiment, Schriefers et al. argued instead that each morphological variant of a stem is fully
represented as a word node and that the observed priming asymmetries follow from
frequency differences, claiming that -m target forms are difficult to prime because of the
relatively low frequency of these forms.
We do not think that these conclusions are borne out. According to decompositional accounts
of morphological processing, stems and affixes of regularly inflected words access their own
mental representations. Hence, in prime-target pairs in which the stems are identical but the
affixes (or rather their feature contents) contain unprimed features in the targets, we would
expect to find reduced priming (and not full priming). This is indeed what our Experiment 2
53
showed. Schriefers et al.'s finding, on the other hand, that -m forms used as primes produced
the same target response times as an identical prime is not replicated in our experiment and is
probably an episodic memory effect, caused by the long delay (of 10 to 14 unrelated items)
they introduced between primes and targets. Episodic memory effects are based on a
participant's remembering a prior event and have been shown to be stronger when there is a
long delay between prime and target, and when the participant has to react in the same way to
both elements of a related stimulus pair (Tenpenny 1995). Both points apply to Schriefers et
al.'s experiment. It is therefore conceivable that when presented with a target such as akutes,
participants remember having seen another instance of the same adjective 10 to 14 items
before without necessarily remembering whether it was akutes or akutem, and therefore
Schriefers et al. were unable to find a difference between these two conditions. The crossmodal immediate repetition task we used in Experiment 2 is less affected by episodic
memory effects (since there is no delay between primes and targets and participants react
only to the visually presented targets while listening to auditory primes), and in this
experiment we found reduced priming in all cases in which the target forms contained
unprimed features.
Schriefers et al.'s attempt to explain priming effects in terms of frequency differences does
also not lead very far. The finding (from both Schriefers et al. as well as from our Experiment
2) that -m forms are less easily primable than other adjective forms might be explained in this
way. If, however, frequency was the determining factor for the target response times, we
would also expect -e targets to be primed more effectively than -s targets, since -e is the most
frequent adjective ending in German, as Schriefers et al. (1992:376) pointed out themselves.
This prediction is not confirmed, either in our Experiment 2 or in Schriefers et al.'s data.
Fig.5 shows that the response times to -e targets (primed by -m) are identical to the RTs to -s
targets (primed by -m); 533 ms in both cases. The same holds for Schriefers et al.'s data, 688
54
ms for -m→-e and 689 ms for -m→-s. This shows that frequency is unlikely to be the
decisive factor in accounting for the observed priming differences.
In addition to frequency, proponents of associative models of inflection argue that priming is
determined by the degree of surface form similarity, i.e. the orthographic and phonetic
overlap between prime and target. Regular past tense forms in English are, for example,
orthographically and phonologically more similar to their base forms than many irregular
past tense forms (compare walked Æ walk versus taught Æ teach), and it has been argued
that this is the reason why regular past tense forms are more effective primes for their
corresponding stems than irregular ones (see e.g. Rueckl et al. 1997). This surface similarity
account, however, can only handle a small subset of the observed priming patterns reported
in the present study. Consider, for example, the prime-target pair -s→-e which in our
experiment produced a non-significant 7 ms increase in response times compared to the
Identity condition (see (12)). One might argue that effective priming in this case is due to the
high degree of orthographic and formal overlap between prime and target, as the target form
(e.g. karierte) is fully contained in the form of the prime (e.g. kariertes). However, other
prime-target pairs yielded reduced priming effects, -m→-e (kariertem→ karierte), even
though primes and targets show the same degree of surface similarity as -s→-e. This shows
that a simple surface-based account does not explain the experimental findings.
7. CONCLUSION. We have investigated the question of how morphological relationships
between inflected word forms are represented in the mental lexicon. Our focus was on
paradigmatic relations between regularly inflected word forms and relationships between
different stem forms of the same lexeme. We have also examined whether inflected word
forms are morphologically decomposed or stored as wholes. Results from five
psycholinguistic experiments were presented examining the processing of inflected adjective
55
and verb forms of German. We explained our findings in terms of combinatorial approaches
to inflection with morphological paradigms to represent regular affixes and structured lexical
entries to represent different stem forms of the same lexeme. Moreover, for both stems and
affixes, we relied on linguistic analyses that posit underspecified lexical entries, i.e.
minimally specified analyses in which only positive (= marked) feature values are directly
specified. To the extent that our interpretation can be maintained, the experimental findings
reported here provide psycholinguistic support for these theoretical notions. Associative
models of inflection, on the other hand, in which morphological structure and morphosyntactic features and categories are not encoded, provide only partial explanations of our
findings.
Appendix: Experimental Items
A1. Adjectives used in Experiment 1
Frequency counts are given in parantheses (stem / word-form with -m / word-form with -s)
(i) -m dominant adjectives: mean frequencies (402/16/9)
pur 'pure' (25/3/1), grell 'glaring' (35/3/1), spitz 'pointed' (46/4/1), sauer 'sour' (53/3/0), steif
'stiff' (82/7/0), schräg 'sloping' (104/5/0), flüssig 'liquid' (111/12/7), nass 'wet' (113/7/4),
lebhaft 'lively' (281/27/19), dicht 'dense' (339/11/6), hell 'bright' (345/13/9), kalt 'cold'
(503/24/17), rasch 'quick' (522/8/5), scharf 'sharp' (640/15/9), direkt 'direct' (706/14/10),
ruhig 'quiet' (838/51/13), gering 'little' (929/31/9), frei 'free' (1560/42/38)
(ii) -s dominant adjectives: mean frequencies (397/7/17)
stumpf 'blunt' (25/1/4), fett 'fat' (34/0/3), grotesk 'grotesque' (48/1/4), dumpf 'dull' (57/1/7),
toll 'great' (83/0/6), stabil 'stable' (101/1/4), süß 'sweet' (96/2/12), roh 'raw' (120/3/7), gesund
'healthy' (289/11/26), leer 'empty' (315/6/15), frisch 'fresh' (346/10/20), echt 'genuine'
(523/12/29), schwach 'weak' (523/4/12), hart 'hard' (633/19/25), sozial 'social' (778/7/13), rein
'pure' (783/14/38), schlecht 'bad' (889/21/43), klar 'clear' (1510/16/31)
A2. Adjectives used in Experiment 2
absurd 'absurd', adrett 'neat', akkurat 'precise', akut 'acute', albern 'silly', arrogant 'arrogant',
barock 'baroque', blank 'shiny', brav 'well-behaved', brillant 'brilliant', brisant 'explosive',
brutal 'brutal', delikat 'delicate', derb 'coarse', dezent 'discreet', diskret 'confidential', dominant
'dominant', dreist 'bold', dumpf 'dull', elend 'wretched', exklusiv 'exclusive', fair 'fair', fatal
'fateful', feucht 'damp', flink 'nimble', formal 'formal', frech 'cheeky', galant 'gallant', gemein
'mean', genial 'ingenious', global 'global', grell 'glaring', grotesk 'grotesque', harsch 'harsh',
heiser 'hoarse', herb 'bitter', human 'humane', intakt 'intact', intern 'internal', kahl 'bare', kaputt
'broken', karg 'meagre', kariert 'chequered', kompakt 'solid', konfus 'confused', korrekt
'correct', korrupt 'corrupt', labil 'weak', legal 'legal', linear 'linear', mager 'lean', markant 'clear-
56
cut', mies 'rotten', mobil 'mobile', naiv 'naive', nuklear 'nuclear', oval 'oval', paradox
'paradoxical', pikant 'piquant', plump 'clumsy', rabiat 'violent', rapid 'rapid', rasant 'rapid', rauh
'rough', riskant 'risky', satt 'full', schief 'crooked', schlapp 'limp', schlau 'smart', schrill 'shrill',
spontan 'spontaneous', steif 'stiff', steil 'steep', stumpf 'blunt', stur 'stubborn', tapfer 'brave',
tolerant 'tolerant', trist 'dismal', verwegen 'daring', violett 'violet', zivil 'civil'.
A3. Verb forms used in Experiment 3
Frequency counts are given in parantheses (stem / word-form / preterite stem)
(i) verbs with low preterite stem frequency: mean frequencies (411/16/79)
soffen 'drank' (8/0/3), wanden 'wound' (24/3/6), schliffen 'ground' (30/2/6), schwanden
'dwindled' (33/0/4), stanken 'stank' (40/2/9), fochten 'fenced' (42/3/6), priesen praised'
(52/2/12), schworen 'swore' (69/6/19), verdarben 'spoilt' (76/0/8), gruben 'dug' (87/6/19),
logen 'lied' (105/0/18), warben 'recruited' (124/4/14), pfiffen 'whistled' (135/13/58), stritten
'quarreled' (144/16/30), schieden 'separated' (276/10/39), banden 'tied' (385/7/39), schnitten
'cut' (386/20/87), sangen 'sang' (450/34/116), tranken 'drank' (474/39/146), luden 'loaded'
(646/22/100), rissen 'tore' (661/53/282), brachen 'broke' (830/40/207), wuchsen 'grew'
(935/43/165), glichen 'resembled' (1014/8/40), schufen 'created' (1479/48/149), schrieben
'wrote' (2160/41/473).
(ii) verbs with high preterite stem frequency: mean frequencies (415/19/135).
kniffen 'pinched' (22/0/8), schlangen 'wrapped' (27/3/19), flochten 'plaited' (24/2/10), sannen
'pondered' (31/1/15), mißlangen 'fail' (30/1/14), mieden 'avoided' (40/6/11), liehen 'lent'
(66/2/14), schlichen 'sneaked' (74/11/40), erschraken 'scared' (72/3/51), stachen 'stung'
(82/8/39), rieben 'rubbed' (96/8/46), bliesen 'blew' (105/4/41), rochen 'smelt' (135/6/73),
schritten 'strode' (207/23/70), litten 'suffered' (254/23/78), empfahlen' recommended'
(382/6/68), schwiegen 'remained silent' (360/18/133), empfingen 'received' (450/21/156),
sprangen 'jumped' (516/42/229), zwangen 'forced' (668/25/112), trieben 'drifted'
(631/40/160), stießen 'pushed' (815/64/322), fingen 'caught' (971/39/257), griffen 'grabbed'
(1021/54/337), riefen 'called' (1514/45/524), schienen 'shone' (2050/36/634)
A4. Verb forms used in Experiment 4
Frequency counts are given in parantheses (stem / word-form / B-stem / preterite stem)
(i) verbs with low preterite stem frequency: mean frequencies (72/17/253/101)
woben 'wove' (15/0/9/2), schliffen 'ground' (30/2/17/6), schmissen 'threw' (33/2/20/7),
fochten 'fenced' (42/3/23/6), priesen 'praised' (52/2/27/12), schworen 'wore' (69/14/38/19),
logen 'lied' (105/0/48/18), bissen 'bit' (144/4/75/52), strichen 'painted' (222/7/137/66),
schieden 'separated' (276/10/134/39), schnitten 'cut' (386/20/218/87), glichen 'resembled'
(1014/6/86/40), boten 'offered' (1643/50/651/291), schrieben 'wrote' (2160/41/1071/473),
schlossen 'closed' (2393/90/1235/404)
(ii) verbs with high preterite stem frequency: mean frequencies (444/22/251/165)
kniffen 'pinched' (22/0/10/8), flochten 'plaited' (24/2/18/10), mieden 'avoided' (40/6/19/11),
schmolzen 'melted' (62/4/26/13), wogen 'weighed' (80/2/32/18), ritten 'rode' (128/9/44/26),
stritten 'quarreled' (144/16/42/30), rochen 'smelt' (135/6/79/73), schwiegen 'remained silent'
(360/18/155/133), litten 'suffered' (254/23/122/78), trieben 'drifted' (631/39/254/160), flossen
'flowed'
(245/30/81/60),
hoben
'lifted'
(1256/31/754/409),
stiegen
'climbed'
(1580/145/938/558), zogen 'pulled' (1693/5/1192/891)
A5. Verbs used in Experiment 5
befehlen 'to order', bergen 'to recover', bersten 'to crack', brechen 'to break', empfangen 'to
receive', empfehlen 'to recommend', essen 'to eat', fangen 'to catch', fressen 'to feed', geben 'to
57
give', graben 'to dig', halten 'to hold', helfen 'to help', laden 'to load', lassen 'to let', laufen 'to
run', lesen 'to read', messen 'to measure', nehmen 'to take', raten 'to guess', schlafen 'to sleep',
schlagen 'to hit', sehen 'to see', sprechen 'to speak', stechen 'to sting', stehlen 'to steal', sterben
'to die', stossen 'to push', treffen 'to meet', treten 'to step', werben 'to recruit', werfen 'to throw'.
58
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