investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;
investment advice means advice relating to investing in, purchasing, selling or otherwise dealing in securities or investment products, and advice on investment portfolio containing securities or investment products, whether written, oral or through any other means of communication for the benefit of the client and shall include financial planning:
investment advice means investment advice as defined in Article 4(1)(4) of 2014/65/EU;
Examples of investment advice in a sentence
Full name: Full name: Signature: Signature: Date: Date: WITNESS Full name and Address ……………………………………………………………………… ……………………………………………………………………… ……………………………………………………………………… Signature ……………………………………………………………………… Schedule 3 – Portfolio Management and Investment Advice Services This Schedule shall apply only where you are a client of CISCO.
More Definitions of investment advice
investment advice means investment advice as defined in point (4) of Article 4(1) of Directive 2014/65/EU;
investment advice means the provision of personal recommendation to a client, either after his request, or on the initiative of the IF, in relation to one or more transactions related to financial instruments; for the purposes of this definition, a personal recommendation is given the meaning assigned to it in article 2 of the Law.
investment advice means advice with respect to an investment in, or the purchase, sale or holding of, a security;
investment advice means advice with respect to "securities" provided by a "registered representative" which is solely incidental to his/her conduct as a "registered representative" and for which he/she receives no special compensation, all pursuant to the provisions of the Investment Advisors Act of 1940, as amended.
investment advice has the meaning ascribed to such term in the Regulations; “Investment Business Service” has the meaning ascribed to such term in the Regulations; “Law Society” means the Law Society of Ireland;
investment advice means advice relating to investing in, purchasing, selling or otherwise dealing in securities or investment products, and advice on investment portfolio containing securities or investment products, whether written, oral or through Provided that investment advice given through any other means of communication for the benefit of the client and shall include financial planning: Provided that investment advice given through newspaper, magazines, any electronic or broadcasting or telecommunications medium, which is widely available to the public shall not be considered as investment advice for the purpose of these regulations;”
investment advice means advice with respect to an investment in, or the purchase, sale or holding of, a security, whether or not provided by an investment adviser;