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Investment Adviser definition

Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;
Investment Adviser means the party, other than the Trust, to the contract described in Article III, Section 2 hereof.
Investment Adviser means any party furnishing services to the Trust pursuant to any investment advisory contract described in Section 4.1 hereof.

Examples of Investment Adviser in a sentence

  • Client appoints Adviser as an Investment Adviser to provide the advisory services described in this section (the “Services”), and Adviser accepts such appointment upon the following terms and conditions.


More Definitions of Investment Adviser

Investment Adviser means the party, other than the Trust, to the contract described in Section 3.2 hereof.
Investment Adviser means the investment adviser or investment advisers to the Fund and includes all sub-advisers or persons performing similar services.
Investment Adviser means a party furnishing services to the Trust pursuant to any contract described in Section 4.1 hereof.
Investment Adviser national securities exchange," "net assets," "prospectus," "sale," "sell" and "security" shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the Securities and Exchange Commission by any rule, regulation or order. Where the effect of a requirement of the 1940 Act reflected in any provision of this Contract is made less restrictive by a rule, regulation or order of the Securities and Exchange Commission, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.
Investment Adviser or "ADVISER" shall mean a Person, as defined below, furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 7(a) of the Declaration of Trust;
Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 6(a) hereof;
Investment Adviser means a person that, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or the advisability of investing in, purchasing, or selling securities or that, for compensation and as a part of a regular business, issues or promulgates analyses or reports concerning securities. The term includes a financial planner or other person that, as an integral component of other financially related services, provides investment advice to others for compensation as part of a business or that holds itself out as providing investment advice to others for compensation. The term does not include: