Press Releases

Official announcements highlighting recent actions taken by the SEC and other newsworthy information.  To view Press Releases prior to 2012, view the Press Release Archive.

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Date Headline Release No.
SEC Updates Website to Improve Compliance, Functionality, and User Experience  2024-83
SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program 2024-82
SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities 2024-81
SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program 2024-80
SEC Charges Consensys Software for Unregistered Offers and Sales of Securities Through Its MetaMask Staking Service 2024-79
SEC Office of the Investor Advocate Delivers Report to Congress on Objectives for Fiscal Year 2025 2024-78
SEC Charges Meta Materials and Former CEOs With Market Manipulation, Fraud and Other Violations 2024-77
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors 2024-76
SEC Charges R.R. Donnelley & Sons Co. with Cybersecurity-Related Controls Violations 2024-75
SEC’s New Public Service Campaign Emphasizes Investor Protection 2024-74
Terraform and Kwon to Pay $4.5 Billion Following Fraud Verdict 2024-73
SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors 2024-72
SEC Appoints Erica Y. Williams to a Second Term as PCAOB Chairperson 2024-71
SEC Charges Founder of AI Hiring Startup Joonko with Fraud 2024-70
SEC Charges Three New Yorkers for Raising More Than $184 Million Through Pre-IPO Fraud Schemes 2024-69
SEC Invites Regulated Entities to Submit Self-Assessments of Diversity Policies and Practices 2024-68
SEC to Close Salt Lake Regional Office 2024-67
SEC Charges Robert Scott Murray and Trillium Capital with Fraudulent Scheme to Manipulate Getty Images Stock 2024-66
SEC Investor Advisory Committee to Examine the New Frontier for Investment Advice and Discuss AI Regulation at June 6 Meeting 2024-65
SEC Charges Advisory Firm Mass Ave Global and Co-Founder and CEO Winston Feng with False Statements and Undisclosed Conflicts 2024-64
SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange With Failing to Inform the Commission of a Cyber Intrusion 2024-63
SEC Chair Gensler Statement on Upcoming Implementation of T+1 Settlement Cycle 2024-62
SEC Issues Exemptive Order Providing Additional Time for Certain Registrants to File Quarterly Reports in Light of BF Borgers Permanent Suspension 2024-61
SEC Announces Departure of Policy Director Heather Slavkin Corzo and Appointment of Corey Klemmer to the Role 2024-60
Tina Diamantopoulos Named Regional Director of Chicago Office 2024-59
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