Nov. 15, 2023
Office Hours with Gary Gensler (Division Edition): The SEC Division of Investment Management Explained
Chair Gary Gensler
Video Transcript
Nov. 15, 2023
Office Hours with Gary Gensler (Division Edition): The SEC Corporation Finance Division Explained
Chair Gary Gensler
Video Transcript
Nov. 14, 2023
The SEC’s Swiss Army Statute: Statement on Charter Communications, Inc.
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Statement
Nov. 7, 2023
“Fall Feelings: Treasury Markets’ Efficiency and Resiliency” Remarks before SIFMA
Chair Gary Gensler
Speech
Nov. 7, 2023
Remarks at the Practising Law Institute’s 55th Annual Institute on Securities Regulation
Commissioner Mark T. Uyeda
Speech
Nov. 6, 2023
Remarks to the 2023 Conference on SEC Regulation Outside the United States: Fifth Annual Scott Friestad Memorial Lecture
Commissioner Mark T. Uyeda
Speech
Nov. 3, 2023
Remarks before the Financial Stability Oversight Council: Financial Stability Guidance Regarding Non-Bank Financial Company Designations
Chair Gary Gensler
Speech
Nov. 2, 2023
Statement on Registration of Security-Based Swap Execution Facilities
Chair Gary Gensler
Statement
Nov. 2, 2023
Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities
Commissioner Mark T. Uyeda
Statement
Nov. 2, 2023
Remarks at the ALI – CLE 2023 Conference on Life Insurance Company Products
Commissioner Mark T. Uyeda
Speech
Nov. 1, 2023
Office Hours with Gary Gensler (Division Edition): The SEC Division of Investment Management Explained - 11-01-2023
Chair Gary Gensler
Video Transcript
Oct. 27, 2023
Overdue: Statement of Dissent on LBRY
Commissioner Hester M. Peirce
Statement
Oct. 25, 2023
Office Hours with Gary Gensler (Division Edition): What Does the SEC Division of Enforcement Do?
Chair Gary Gensler
Video Transcript
Oct. 25, 2023
“Partners of Honest Business and Prosecutors of Dishonesty”: Remarks Before the 2023 Securities Enforcement Forum
Chair Gary Gensler
Speech
Oct. 24, 2023
Remarks at New York City Bar Association Compliance Institute
Gurbir S. Grewal , Director, Division of Enforcement
Speech
Oct. 18, 2023
Statement on Exchanges’ Volume-Based Rebates and Fees
Chair Gary Gensler
Statement
Oct. 18, 2023
Fears for Tiers: Statement on Proposed Volume-Based Exchange Transaction Pricing for NMS Stocks
Commissioner Hester M. Peirce
Statement
Oct. 18, 2023
Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks
Commissioner Caroline A. Crenshaw
Statement
Oct. 18, 2023
Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks
Commissioner Mark T. Uyeda
Statement
Oct. 18, 2023
Fairer and More Competitive Public Markets
Commissioner Jaime Lizárraga
Statement
Oct. 16, 2023
Remarks at the NSCP National Conference
Commissioner Mark T. Uyeda
Speech
Oct. 13, 2023
Statement on Final Rules Regarding Short Sale Activity
Chair Gary Gensler
Statement
Oct. 13, 2023
Statement on Short Sale Disclosure
Commissioner Hester M. Peirce
Statement
Oct. 13, 2023
Statement Regarding the Reporting of Securities Loans (Rule 10c-1a) and Short Position and Activity Reporting (Rule 13f-2)
Commissioner Caroline A. Crenshaw
Statement
Oct. 13, 2023
Statement on Short Position and Short Activity Reporting by Institutional Investment Managers
Commissioner Mark T. Uyeda
Statement